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DOWNER EDI LIMITED — Major Shareholding Notification 2021
Jul 27, 2021
64784_rns_2021-07-27_583bc0a6-4b41-4570-8d9c-8cc82037b7c3.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme Downer Edi Ltd | |||||||
|---|---|---|---|---|---|---|---|
| ACN/ARSN | 003 872 848 | ||||||
| Name | 1. Details of substantial holder (1) | Dimensional Entities | |||||
| ACN/ARSN (if applicable) See Annexure A | |||||||
| The holder became a substantial holder on $23-7-2021$ | |||||||
| holder are as follows: | 2. Details of voting power Class of securities |
Number of | The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial |
||||
| (4) | securities | Person's votes (5) | Voting power $(6)$ | ||||
| See Annexure B | |||||||
| 3. Details of relevant interests | the substantial holder became a substantial holder are as follows: | The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date | |||||
| Holder and Nature of relevant interest (7) | securities | Class and number of | |||||
| See Annexure C | |||||||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant Interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| See Annexure D |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure E |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| ______ |
Not Applicable
7. Addresses
The addresses of persons named in this form are as follows:
| _____ Name |
---- Address |
|---|---|
| ----- | See Annexure F ----- The property of the --------- |
| ---- ____ |
_____ |
Signature
| Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner |
|||
|---|---|---|---|
| print name | By: Valerie A . Brown | capacity | Assistant Secretary and Vice President |
| sign here | 27-July-2021 |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) $(5)$ that the person or an associate has a relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection $(a)$ 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because $(8)$ of an option) write "unknown.""
$(9)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
603 GUIDE page 1/1 13 March 2000
assist you in completing and lodging form 603. Signature This form must be signed by either a director or a secretary of the substantial holder. Lodging period Nil Lodging Fee Nil Other forms to be Nil completed Additional information If additional space is required to complete a question, the information may be $(a)$ included on a separate piece of paper annexed to the form. (b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. (c) The person must give a copy of this notice: (i) within 2 business days after they become aware of the information; or (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and (B) the person becomes aware of the information during the bid period. Annexures To make any annexure conform to the regulations, you must 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides 2 show the corporation name and ACN or ARBN 3 number the pages consecutively 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied 5 identify the annexure with a mark such as A, B, C, etc 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title) 7 sign and date the annexure The annexure must be signed by the same person(s) who signed the form.
This guide does not form part of the prescribed form and is included by ASIC to
GUIDE
ANNEXURE A Downer Edi Ltd ACN 003 872 848
$\mathbf{1}$ . DETAILS OF SUBSTANTIAL HOLDERS
In this Form 603, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP) ACN 065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Singuefield |
This is Annexure "A" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | July 27, 2021 |
|---|---|
Print Name: Dimensional Fund Advisors LP By: Dipensional Holdings Ing, its General Partner By: Valerje A. Brown Signature:
Assistant Secretary and Vice President Capacity:
ANNEXURE B Downer Edi Ltd ACN 003 872 848
$2.$ DETAILS OF VOTING POWER
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate $(2)$ had a relevant interest $(3)$ in on the date the substantial h holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary fully paid shares | 34,853,283 | 34,853,283 | 5.004% |
This is Annexure "B" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | July 27, 2021 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A. Brown |
| Signature: |
Capacity: Assistant Secretary and Vice President
ANNEXURE C Downer Edi Ltd ACN 003 872 848
$3.$ DETAILS OF RELEVANT INTERESTS
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder and Nature of relevant interest (7) | Holdings (ordinary fully paid shares) |
|---|---|
| The companies and individuals comprising the Dimensional Entities (as defined above) hold the following relevant interests in ordinary fully paid shares in DOWNER EDI LTD: |
|
| (a) Registered Schemes | |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of the disposal of these securities as responsible entity of the following registered managed investment schemes: |
|
| Dimensional Australian Core Equity Trust | 3,586,509 |
| Dimensional Australian Core Imputation Trust | 165,173 |
| Dimensional Australian Large Company Trust | 636,801 |
| Dimensional Australian Small Company Trust | 826,715 |
| Dimensional Australian Value Trust | 979,554 |
| (b) Institutional Mandates | |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of the disposal of these securities under the following mandates with institutional investors: Separate Account advised by DFA Australia Limited |
22,267 |
| Separate Account advised by DFA Australia Limited | 190,481 |
| Separate Account advised by DFA Australia Limited | 645,298 |
| Separate Account advised by DFA Australia Limited | 1,362,793 |
| Separate Account advised by DFA Australia Limited | 4,186,703 |
| Separate Account advised by DFA Australia Limited | 1,360,201 |
| (c) Other Dimensional Entities Funds and Mandates | |
| DFA Australia Limited has the power to dispose of, or to control the exercise of the power to dispose of, these securities under sub-advisory agreements and consulting services agreements with other members of the Dimensional Entities in relation to the following mutual funds and mandates: |
|
| Separate Account Advised by Dimensional Fund Advisors LP | 66,223 |
| Separate Account Advised by Dimensional Fund Advisors LP | 512,927 |
| AZL DFA International Core Equity Fund, a series of Allianz Variable Insurance Products Trust |
30,713 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 10,859 |
| DFA International Core Equity Fund | 117,558 |
| Separate Account advised by Dimensional Fund Advisors LP | 58,156 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 241,084 |
| Dimensional International core Equity Market ETF of Dimensional ETF Trust | 25,333 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 3,198,868 |
|---|---|
| International Vector Equity Portfolio of DFA Investment Dimensions Group Inc. | 653,045 |
| Separate Account advised by Dimensional Fund Advisors LP | 63,933 |
| Global Core Equity Fund of Dimensional Funds plc | 152,216 |
| Global Value Fund of Dimensional Funds plc | 34,363 |
| Global Small Companies Fund of Dimensional Funds plc | 76,796 |
| Global Targeted Value Fund of Dimensional Funds plc | 410,069 |
| VA International Value Portfolio of DFA Investment Dimensions Group Inc. | 27,678 |
| World Allocation 60/40 Fund of Dimensional Funds plc | 51,691 |
| World Equity Fund of Dimensional Funds plc | 62,702 |
| World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 307,376 |
| World ex U.S. Targeted Value Portfolio of DFA Investment Dimensions Group Inc. | 132,626 |
| Tax-Managed DFA International Value Portfolio of DFA Investment Dimensions Group | |
| Inc. | 243,738 |
| Pacific Basin Small Companies Fund of Dimensional Funds plc | 44,249 |
| VA International Small Portfolio of DFA Investment Dimensions Group Inc. | 46,890 |
| DFA International Vector Equity Fund | 77,139 |
| Separate Account advised by Dimensional Fund Advisors Pte. Ltd. | 20,301 |
| JNL/DFA International Core Equity Fund of JNL Series Trust | 8,753 |
| International Small Company Fund, a series of John Hancock Funds II | 82,345 |
| International Small Company Trust of John Hancock Variable Insurance Trust | 18,221 |
| Sub-advised Fund advised by Dimensional Fund Advisors LP | 8,341 |
| Large Cap International Portfolio of DFA Investment Dimensions Group Inc. | 194,227 |
| LVIP Dimensional International Core Equity Fund, a series of Lincoln Variable | |
| Insurance Products Trust | 46,563 |
| Separate Account advised by Dimensional Fund Advisors LP | 45,128 |
| Brighthouse/Dimensional International Small Company Portfolio, a series of | |
| Brighthouse Funds Trust II | 84,201 |
| M International Equity Fund | 8,535 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 10,897 |
| Normura DFA International Equity Value Mother Fund | 87,660 |
| Separate Account advised by Dimensional Fund Advisors LP | 187,604 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company | 2,441,422 |
| SA International Value Fund, a series of SA Funds - Investment Trust | 44,777 |
| Separate Account advised by Dimensional Fund Advisors Ltd. | 9,843 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. | 10,150,069 |
| T.A. World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 327,199 |
| International Core Equity Fund of Dimensional ETF Trust | 41,008 |
| Separate Account advised by Dimensional Fund Advisors LP | 81,280 |
| The DFA International Value Series of The DFA Investment Trust Company | 334,093 |
| Separate Account advised by Dimensional Fund Advisors LP | 12,089 |
(d) Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to have the same relevant interests in the securities as DFA Australia Limited because Dimensional Fund Advisors LP controls DFA Australia Limited;
(e) David Booth and Rex Sinquefield are deemed to have the same relevant interests in the securities as Dimensional Fund Advisors LP as they each, individually or through trusts they control, have more than 20% voting power in Dimensional Holdings Inc., the general partner of Dimensional Fund Advisors LP;
(f) Dimensional Fund Advisors LP and other members of the Dimensional Entities may also have relevant interests in the securities referred to in paragraph (c) above as investment manager or advisor to the mutual funds and mandates referred to in that paragraph.
This is Annexure "C" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | July 27, 2021 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dimensional Holdings Inp., its General Partner By: Valerie A. Brown |
| Signature: | |
| Capacity: | Assistant Secretary and Vice President |
ANNEXURE D Downer Edi Ltd
ACN 003 872 848
$\overline{4}$ . DETAILS OF PRESENT REGISTERED HOLDERS
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Person entitled to be registered as |
Holdings (ordinary fully paid |
|
|---|---|---|---|
| Dimensional Entities in respect of | Registered Holder | holder | shares) |
| Dimensional Australian Core Equity Trust |
Citicorp Nominees Pty Ltd | N/A | 3,586,509 |
| Dimensional Australian Core Imputation Trust |
Citicorp Nominees Pty Limited | N/A | 165,173 |
| Dimensional Australian Large Company Trust |
Citicorp Nominees Pty Ltd | N/A | 636,801 |
| Dimensional Australian Small Company Trust |
Citicorp Nominees Pty Ltd | N/A | 826,715 |
| Dimensional Australian Value Trust | Citicorp Nominees Pty Ltd | N/A | 979,554 |
| Separate Account advised by DFA Australia Limited |
ACSS CHRISTIAN SUPER | N/A | 22,267 |
| Separate Account advised by DFA Australia Limited |
BNP Paribas Securities Services Australia |
N/A | 190,481 |
| Separate Account advised by DFA Australia Limited |
JPMorgan Nominees Australia Limited |
N/A | 645,298 |
| Separate Account advised by DFA Australia Limited |
NATIONAL AUSTRALIA BANK, LTD. | N/A | 1,362,793 |
| Separate Account advised by DFA Australia Limited |
HSBC BANK AUSTRALIA LIMITED | N/A | 4,186,703 |
| Separate Account advised by DFA Australia Limited |
JPMorgan Nominees Australia Limited |
N/A | 1,360,201 |
| Separate Account Advised by Dimensional Fund Advisors LP |
NATIONAL AUSTRALIA BANK, LTD. | N/A | 66,223 |
| Separate Account Advised by Dimensional Fund Advisors LP |
NATIONAL AUSTRALIA BANK, LTD. | N/A | 512,927 |
| AZL DFA International Core Equity Fund, a series of Allianz Variable Insurance Products Trust |
NATIONAL AUSTRALIA BANK, LTD. | N/A | 30,713 |
| Separate Account advised by Dimensional Fund Advisors Ltd. |
HSBC Bank Australia Limited | N/A | 10,859 |
| The Hongkong and Shanghai Banking | |||
| DFA International Core Equity Fund Separate Account advised by |
Corporation Limited | N/A | 117,558 |
| Dimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | N/A | 58,156 |
| Separate Account advised by Dimensional Fund Advisors Ltd. |
JPM Sydney | N/A | 241,084 |
| Dimensional International core Equity Market ETF of Dimensional ETF Trust |
CitiBank US | N/A | 25,333 |
| International Core Equity Portfolio of | |||
|---|---|---|---|
| DFA Investment Dimensions Group | |||
| Inc. | Citicorp Nominees Pty Ltd | N/A | 3,198,868 |
| International Vector Equity Portfolio of | |||
| DFA Investment Dimensions Group | |||
| Inc. | Citicorp Nominees Pty Ltd | N/A | 653,045 |
| Separate Account advised by | |||
| Dimensional Fund Advisors LP | HSBC BANK AUSTRALIA LIMITED | N/A | 63,933 |
| Global Core Equity Fund of | |||
| Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 152,216 |
| Global Value Fund of Dimensional | |||
| Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 34,363 |
| Global Small Companies Fund of | |||
| Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 76,796 |
| Global Targeted Value Fund of | |||
| Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 410,069 |
| VA International Value Portfolio of | |||
| DFA Investment Dimensions Group | |||
| Inc. | Citicorp Nominees Pty Ltd | N/A | 27,678 |
| World Allocation 60/40 Fund of | |||
| Dimensional Funds plc | State Street Dublin | N/A | 51,691 |
| World Equity Fund of Dimensional | State Street Custodial Services | ||
| Funds plc | (Ireland) Limited | N/A | 62,702 |
| World ex U.S. Core Equity Portfolio of | |||
| DFA Investment Dimensions Group Inc. |
Citigroup Pty Limited | N/A | 307,376 |
| World ex U.S. Targeted Value Portfolio | |||
| of DFA Investment Dimensions Group | |||
| Inc. | Citicorp Nominees Pty Ltd | N/A | 132,626 |
| Tax-Managed DFA International Value | |||
| Portfolio of DFA Investment | |||
| Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 243,738 |
| Pacific Basin Small Companies Fund of | |||
| Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 44,249 |
| VA International Small Portfolio of DFA | |||
| Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 46,890 |
| DFA International Vector Equity Fund | HSBC BANK AUSTRALIA LIMITED | N/A | 77,139 |
| Separate Account advised by | |||
| Dimensional Fund Advisors Pte. Ltd. | HSBC BANK AUSTRALIA LIMITED | N/A | 20,301 |
| JNL/DFA International Core Equity | JABB JACKSON NATIONAL ASSET | ||
| Fund of JNL Series Trust | MGMT | N/A | 8,753 |
| International Small Company Fund, a | |||
| series of John Hancock Funds II | HSBC BANK AUSTRALIA LIMITED | N/A | 82,345 |
| International Small Company Trust of | |||
| John Hancock Variable Insurance Trust | Citigroup Pty Limited | N/A | 18,221 |
| Sub-advised Fund advised by | |||
| Dimensional Fund Advisors LP | CITI Australia | N/A | 8,341 |
| Large Cap International Portfolio of | |||
| DFA Investment Dimensions Group | |||
| Inc. | Citicorp Nominees Pty Ltd | N/A | 194,227 |
| LVIP Dimensional International Core | NATIONAL AUSTRALIA BANK, LTD. | N/A | 46,563 |
| Equity Fund, a series of Lincoln | |||
|---|---|---|---|
| Variable Insurance Products Trust | |||
| Separate Account advised by | The Hongkong and Shanghai Banking | ||
| Dimensional Fund Advisors LP | Corporation Ltd. | N/A | 45,128 |
| Brighthouse/Dimensional International | |||
| Small Company Portfolio, a series of | |||
| Brighthouse Funds Trust II | HSBC BANK AUSTRALIA LIMITED | N/A | 84,201 |
| M International Equity Fund of M | |||
| Funds Inc. | HSBC BANK AUSTRALIA LIMITED | N/A | 8,535 |
| Separate Account advised by | HSBC Custody Nominees (Australia) | ||
| Dimensional Fund Advisors Ltd. | Limited | N/A | 10,897 |
| Nomura DFA International Equity | |||
| Value Mother Fund | JP Morgan Chase Australia | N/A | 87,660 |
| Separate Account advised by | |||
| Dimensional Fund Advisors LP | HSBC BANK AUSTRALIA LIMITED | N/A | 187,604 |
| The Asia Pacific Small Company Series | |||
| of The DFA Investment Trust Company | Citicorp Nominees Pty Ltd | N/A | 2,441,422 |
| SA International Value Fund, a series | |||
| of SA Funds - Investment Trust | HSBC BANK AUSTRALIA LIMITED | N/A | 44,777 |
| Separate Account advised by | |||
| Dimensional Fund Advisors Ltd. | NATIONAL AUSTRALIA BANK, LTD. | N/A | 9,843 |
| DFA International Small Cap Value | |||
| Portfolio of DFA Investment | |||
| Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 10,150,069 |
| T.A. World ex U.S. Core Equity | |||
| Portfolio of DFA Investment | |||
| Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 327,199 |
| International Core Equity Fund | Citicorp Nominees Pty Ltd | N/A | 41,008 |
| Separate Account advised by | The Hongkong and Shanghai Banking | ||
| Dimensional Fund Advisors LP | Corporation Limited | N/A | 81,280 |
| The DFA International Value Series of | |||
| The DFA Investment Trust Company | Citicorp Nominees Pty Ltd | N/A | 334,093 |
| Separate Account advised by | |||
| Dimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | N/A | 12,089 |
This is Annexure "D" referred to in Form 603: Notice of Initial Substantial Shareholder
July 27, 2021 Date:
Dimensional Fund Advisors LP Print Name: By: Dimensional Voldings Inc., its General Partner
By: Valerie A. Brown a
Signature:
Capacity: Assistant Secretary and Vice President
ANNEXURE E Downer Edi Ltd ACN 003 872 848
$\overline{5}$ . CONSIDERATION
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Consideration (9) | Holdings (Ordinary Shares) |
||||
|---|---|---|---|---|---|
| Holder of relevant interest Dimensional Entities Date of in respect of Acquisition |
Cash | ||||
| Dimensional Australian Core Equity Trust | Jul 23 2021 | \$ | 364,692.17 | N/A | 67,680 |
| Separate Account advised by DFA Australia | |||||
| Limited | Jul 21 2021 | \$ | (54, 381.12) | N/A | (10,026) |
| Dimensional International Core Equity Market | |||||
| ETF Separate Account advised by Dimensional Fund |
Jul 21 2021 | \$ | 3,087.36 | N/A | 576 |
| Advisors Ltd. | Jul 20 2021 | \$ | 46,040.78 | N/A | 8,667 |
| Dimensional International Core Equity Market | |||||
| ETF | Jul 19 2021 | \$ | 783.00 | N/A | 145 |
| Dimensional International Core Equity Market ETF |
Jul 16 2021 | \$ | 3,156.48 | N/A | 576 |
| Dimensional International Core Equity Market ETF |
Jul 15 2021 | \$ | 4,923.00 | N/A | 900 |
| Dimensional International Core Equity Market ETF |
Jul 14 2021 | \$ | 789.36 | N/A | 143 |
| DFA International Vector Equity Fund | Jul 13 2021 | \$ | 66,182.27 | N/A | 12,028 |
| Dimensional International Core Equity Market ETF |
Jul 7 2021 | \$ | 3,117.40 | N/A | 572 |
| Dimensional Australian Core Equity Trust | Jul 5 2021 | \$ | 475,950.26 | N/A | 86,500 |
| Separate Account advised by DFA Australia Limited |
Jul 2 2021 | S. | (49, 464.20) | N/A | (8,965) |
| Separate Account advised by DFA Australia Limited |
Jul 2 2021 | \$ (126,653.52) | N/A | (22, 940) | |
| Dimensional International Core Equity Market ETF |
Jul 1 2021 | \$ | 794.60 | N/A | 145 |
| Global Core Equity Fund of Dimensional Funds plc |
Jun 30 2021 | \$ | 46,691.77 | N/A | 8,256 |
| Dimensional International Core Equity Market ETF |
Jun 28 2021 | \$ | 3,259.60 | N/A | 580 |
| Dimensional International Core Equity Market ETF |
Jun 24 2021 | \$ | 3,242.88 | N/A | 576 |
| Tax-Managed DFA International Value Portfolio of DFA Investment Dimensions Group Inc. |
Jun 15 2021 | \$. | 129,271.80 | N/A | 22,411 |
| The DFA International Value Series of The DFA Investment Trust Company |
Jun 15 2021 | Ŝ. | 248,587.63 | N/A | 43,096 |
| VA International Value Portfolio of DFA Investment Dimensions Group Inc. |
Jun 15 2021 | \$. | 35,659.19 | N/A | 6,182 |
| Separate Account advised by Dimensional Fund | |||||
|---|---|---|---|---|---|
| Advisors LP | Jun 15 2021 | \$ | 20,321.47 | N/A | 3,523 |
| The DFA International Value Series of The DFA Investment Trust Company |
Jun 11 2021 | \$ | 185,826.38 | N/A | 31,284 |
| Dimensional International Core Equity Market | |||||
| ETF | Jun 11 2021 | \$ | 861.30 | N/A | 145 |
| Dimensional International Core Equity Market | |||||
| ETF | Jun 10 2021 | \$ | 852.60 | N/A | 145 |
| Dimensional International Core Equity Market | |||||
| ETF | Jun 10 2021 | \$ | 852.60 | N/A | 580 |
| The DFA International Value Series of The DFA | |||||
| Investment Trust Company | Jun 10 2021 | \$ | 283,305.75 | N/A | 48,216 |
| Tax-Managed DFA International Value Portfolio of DFA Investment Dimensions Group Inc. |
Jun 9 2021 | \$ | 218,193.24 | N/A | 37,605 |
| VA International Value Portfolio of DFA | |||||
| Investment Dimensions Group Inc. | Jun 9 2021 | \$ | 47,938.11 | N/A | 8,262 |
| International Small Company Trust of John | |||||
| Hancock Variable Insurance Trust | Jun 9 2021 | \$. | (34,056.19) | N/A | (5,845) |
| Separate Account Advised by Dimensional Fund | |||||
| Advisors LP | Jun 9 2021 | \$. | (37,674.48) | N/A | (6,466) |
| Separate Account advised by Dimensional Fund Advisors LP |
|||||
| Jun 9 2021 | \$ | 29,202.68 | N/A | 5,033 | |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company |
Jun 9 2021 | \$ (963, 225.14) | N/A | (166, 321) | |
| Separate Account advised by Dimensional Fund | |||||
| Advisors LP | Jun 8 2021 | \$ | 14,526.98 | N/A | 2,511 |
| The DFA International Value Series of The DFA | |||||
| Investment Trust Company | Jun 8 2021 | \$. | 299,286.96 | N/A | 51,732 |
| Separate Account advised by Dimensional Fund Advisors Ltd. |
Jun 7 2021 | $$$ (213,169.05) | N/A | (37, 368) | |
| Dimensional International Core Equity Market | |||||
| ETF | Jun 7 2021 | \$ | 3,351.60 | N/A | 588 |
| Tax-Managed DFA International Value Portfolio | |||||
| of DFA Investment Dimensions Group Inc. | Jun 7 2021 | \$. | 242,321.57 | N/A | 42,389 |
| Large Cap International Portfolio of DFA | |||||
| Investment Dimensions Group Inc. Separate Account advised by Dimensional Fund |
Jun 4 2021 | \$ | 164,139.17 | N/A | 29,025 |
| Advisors LP | Jun 4 2021 | \$ | 55,702.70 | N/A | 9,850 |
| Separate Account Advised by Dimensional Fund | |||||
| Advisors LP | Jun 4 2021 | \$ | (13,689.02) | N/A | (2,432) |
| Global Value Fund of Dimensional Funds plc | Jun 3 2021 | N/A | \$ 20,608.00 |
3,680 | |
| The Asia Pacific Small Company Series of The DFA | |||||
| Investment Trust Company | Jun 3 2021 | N/A | \$ (894, 684.00) | (159, 765) | |
| VA International Small Portfolio of DFA | |||||
| Investment Dimensions Group Inc. | Jun 3 2021 | N/A | (20,608.00) \$ |
(3,680) | |
| The Asia Pacific Small Company Series of The DFA | |||||
| Investment Trust Company | Jun 3 2021 | N/A | \$ (520, 200.80) | (92, 893) | |
| Large Cap International Portfolio of DFA | |||||
| Investment Dimensions Group Inc. | Jun 3 2021 | N/A | 520,200.80 \$ |
92,893 | |
| The DFA International Value Series of The DFA | 894,684.00 | ||||
| Investment Trust Company | Jun 3 2021 | N/A | \$ | 159,765 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company |
Jun 3 2021 | N/A | \$(158,009.60) | (28, 216) |
|---|---|---|---|---|
| The Asia Pacific Small Company Series of The DFA Investment Trust Company |
Jun 3 2021 | \$ (392, 785.83) | N/A | (70, 476) |
| Global Value Fund of Dimensional Funds plc | Jun 3 2021 | N/A | \$. 158,009.60 |
28,216 |
| Separate Account advised by DFA Australia Limited |
Jun 3 2021 | N/A | \$. 76,255.20 |
13,617 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company |
Jun 3 2021 | N/A | \$ (76, 255.20) |
(13,617) |
| Separate Account advised by Dimensional Fund Advisors LP |
Jun 3 2021 | \$ 71,094.37 |
N/A | 12,710 |
| Separate Account advised by DFA Australia Limited |
Jun 2 2021 | 237,131.06 \$ |
N/A | 43,106 |
| SA International Value Fund, a series of SA Funds - Investment Trust |
May 28 2021 | \$ 66,503.91 |
N/A | 11,631 |
| Separate Account Advised by Dimensional Fund Advisors LP |
May 28 2021 | \$ (50, 917.48) |
N/A | (8,980) |
| Tax-Managed DFA International Value Portfolio of DFA Investment Dimensions Group Inc. |
May 28 2021 | \$ 235,230.90 |
N/A | 41,140 |
| VA International Value Portfolio of DFA Investment Dimensions Group Inc. |
May 28 2021 | \$ 45,868.31 |
N/A | 8,022 |
| Large Cap International Portfolio of DFA Investment Dimensions Group Inc. |
May 27 2021 | N/A | \$ 24,053.77 |
4,303 |
| VA International Small Portfolio of DFA Investment Dimensions Group Inc. |
May 27 2021 | N/A | \$ (24,053.77) |
(4,303) |
| Large Cap International Portfolio of DFA Investment Dimensions Group Inc. |
May 27 2021 | 103,493.30 \$. |
N/A | 18,530 |
| Separate Account advised by DFA Australia Limited |
May 27 2021 | \$ 53,279.80 |
N/A | 9,530 |
| Large Cap International Portfolio of DFA Investment Dimensions Group Inc. |
May 26 2021 | \$ 75,858.50 |
N/A | 13,545 |
| Separate Account advised by DFA Australia Limited |
May 26 2021 | \$. 226,523.78 |
N/A | 40,446 |
| Large Cap International Portfolio of DFA Investment Dimensions Group Inc. |
May 26 2021 | N/A | \$ 17,364.96 |
3,112 |
| VA International Value Portfolio of DFA Investment Dimensions Group Inc. |
May 26 2021 | \$ 29,228.81 |
N/A | 5,212 |
| Separate Account Advised by Dimensional Fund Advisors LP |
May 26 2021 | (28, 536.80) \$ |
N/A | (5, 123) |
| Dimensional International Core Equity Market ETF |
May 26 2021 | \$ 3,303.36 |
N/A | 592 |
| VA International Small Portfolio of DFA Investment Dimensions Group Inc. |
May 26 2021 | N/A | (17, 364.96) \$ |
(3, 112) |
| Global Value Fund of Dimensional Funds plc | May 26 2021 | \$ 13,816.38 |
N/A | 2,467 |
| Separate Account advised by DFA Australia Limited |
May 25 2021 | Ś. 419,609.78 |
N/A | 76,585 |
| Brighthouse/Dimensional International Small Company Portfolio, a series of Brighthouse Funds |
||||
| Trust II Separate Account advised by DFA Australia |
May 25 2021 May 24 2021 |
(36, 258.83) \$. 241,128.35 \$. |
N/A N/A |
(6,624) |
| Limited | 44,260 | |||
|---|---|---|---|---|
| Separate Account advised by DFA Australia | ||||
| Limited | May 21 2021 | 150,871.13 \$. |
N/A | 28,212 |
| Large Cap International Portfolio of DFA Investment Dimensions Group Inc. |
May 20 2021 | \$ 67,671.69 |
N/A | 12,562 |
| Separate Account advised by Dimensional Fund | ||||
| Advisors LP | May 20 2021 | \$ 25,873.84 |
N/A | 4,803 |
| Separate Account advised by DFA Australia | ||||
| Limited | May 20 2021 | \$. 154,243.85 |
N/A | 28,662 |
| Separate Account advised by Dimensional Fund | ||||
| Advisors LP | May 19 2021 | \$ 85,498.80 |
N/A | 15,599 |
| Brighthouse/Dimensional International Small Company Portfolio, a series of Brighthouse Funds |
||||
| Trust II | May 18 2021 | \$. (74,604.90) |
N/A | (13, 666) |
| Large Cap International Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | May 18 2021 | \$ 81,795.08 |
N/A | 14,947 |
| Separate Account advised by Dimensional Fund | ||||
| Advisors LP | May 18 2021 | \$ 84,224.33 |
N/A | 15,194 |
| JNL/DFA International Core Equity Fund of JNL | ||||
| Series Trust | May 17 2021 | \$ 27,211.82 |
N/A | 4,941 |
| Separate Account Advised by Dimensional Fund | ||||
| Advisors LP | May 17 2021 | (67, 592.20) \$. |
N/A | (12, 314) |
| International Small Company Fund, a series of | ||||
| John Hancock Funds II | May 14 2021 | \$ (74,587.13) | N/A | (13, 598) |
| Separate Account Advised by Dimensional Fund Advisors LP |
May 14 2021 | \$ (49,048.25) | N/A | (8,942) |
| Dimensional International Core Equity Market | ||||
| ETF | May 13 2021 | \$ 1,687.20 |
N/A | 304 |
| Separate Account Advised by Dimensional Fund | ||||
| Advisors LP | May 13 2021 | (92, 219.31) \$. |
N/A | (16, 573) |
| Dimensional Australian Large Company Trust | May 13 2021 | 361,656.81 S. |
N/A | 64,992 |
| Normura DFA International Equity Value Mother | ||||
| Fund | May 12 2021 | \$ 70,389.83 |
N/A | 12,260 |
| Separate Account Advised by Dimensional Fund | ||||
| Advisors LP | May 12 2021 | \$. (58, 434.88) |
N/A | (10, 227) |
| International Small Company Fund, a series of | ||||
| John Hancock Funds II | May 12 2021 | \$. (96, 427.28) |
N/A | (16, 937) |
| Normura DFA International Equity Value Mother Fund |
May 11 2021 | \$. 132,343.28 |
N/A | 23,177 |
| Dimensional International Core Equity Market | ||||
| ETF | May 11 2021 | \$ 4,370.00 |
N/A | 760 |
| Brighthouse/Dimensional International Small | ||||
| Company Portfolio, a series of Brighthouse Funds | ||||
| Trust II | May 11 2021 | (73,604.92) \$. |
N/A | (12, 855) |
| International Small Company Fund, a series of | ||||
| John Hancock Funds II | May 11 2021 | \$ (265,092.25) | N/A | (46, 298) |
| Dimensional International Core Equity Market | ||||
| ETF | May 11 2021 | \$ 3,496.00 |
N/A | 608 |
| Normura DFA International Equity Value Mother Fund |
May 10 2021 | 63,746.12 \$ |
N/A | 11,257 |
| Normura DFA International Equity Value Mother | ||||
| Fund | May 7 2021 | 65,584.47 Ŝ. |
N/A | 11,708 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. |
May 6 2021 | N/A | \$ (189, 573.36) | (33, 672) |
|---|---|---|---|---|
| DFA International Small Cap Value Portfolio of | ||||
| DFA Investment Dimensions Group Inc. | May 6 2021 | \$ (201, 940.83) | N/A | (35, 847) |
| Normura DFA International Equity Value Mother | ||||
| Fund | May 6 2021 | \$ 62,912.43 |
N/A | 11,165 |
| Separate Account advised by DFA Australia | ||||
| Limited | May 6 2021 | N/A | 189,573.36 \$ |
33,672 |
| Separate Account advised by DFA Australia | ||||
| Limited | May 6 2021 | N/A | \$ 80,717.31 |
14,337 |
| DFA International Small Cap Value Portfolio of | ||||
| DFA Investment Dimensions Group Inc. | May 6 2021 | N/A | \$ (80,717.31) |
(14, 337) |
| DFA International Small Cap Value Portfolio of | ||||
| DFA Investment Dimensions Group Inc. Separate Account advised by Dimensional Fund |
May 5 2021 | N/A | \$ (30,054.60) |
(5, 310) |
| Advisors LP | May 5 2021 | \$ 5,763.97 |
N/A | 1,022 |
| DFA International Small Cap Value Portfolio of | ||||
| DFA Investment Dimensions Group Inc. | May 5 2021 | N/A | \$(102,570.52) | (18, 122) |
| Separate Account advised by DFA Australia | ||||
| Limited | May 5 2021 | N/A | 102,570.52 \$ |
18,122 |
| Separate Account advised by DFA Australia | ||||
| Limited | May 5 2021 | \$ 65,603.76 |
N/A | 11,620 |
| Tax-Managed DFA International Value Portfolio | ||||
| of DFA Investment Dimensions Group Inc. | May 5 2021 | N/A | \$ 19,945.84 |
3,524 |
| DFA International Small Cap Value Portfolio of | ||||
| DFA Investment Dimensions Group Inc. | May 5 2021 | N/A | \$ (481, 383.00) | (85,050) |
| VA International Small Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | May 5 2021 | N/A | \$ (19, 945.84) |
(3,524) |
| International Small Company Fund, a series of | ||||
| John Hancock Funds II | May 5 2021 | \$ (63, 843.72) |
N/A | (11, 372) |
| Large Cap International Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | May 5 2021 | N/A | \$ 30,054.60 |
5,310 |
| Tax-Managed DFA International Value Portfolio | ||||
| of DFA Investment Dimensions Group Inc. | May 5 2021 | N/A | \$ 481,383.00 |
85,050 |
| VA International Small Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | May 5 2021 | N/A | (38,023.88) \$ |
(6, 718) |
| Separate Account advised by DFA Australia | ||||
| Limited | May 5 2021 | N/A | \$ 38,023.88 |
6,718 |
| Separate Account advised by DFA Australia | ||||
| Limited | May 5 2021 | \$ 13,784.08 |
N/A | 2,450 |
| Separate Account Advised by Dimensional Fund | ||||
| Advisors LP | May 5 2021 | \$ (60, 709.58) |
N/A | (10, 746) |
| Tax-Managed DFA International Value Portfolio | ||||
| of DFA Investment Dimensions Group Inc. | May 5 2021 | \$ 65,378.81 |
N/A | 11,619 |
| Separate Account advised by DFA Australia | ||||
| Limited | May 4 2021 | \$ 31,777.06 |
N/A | 5,705 |
| Separate Account advised by DFA Australia Limited |
May 4 2021 | \$ 173,044.61 |
N/A | 31,081 |
| Separate Account advised by Dimensional Fund | ||||
| Advisors LP | May 4 2021 | \$ 12,111.42 |
N/A | 2,175 |
| Dimensional International Core Equity Market | ||||
| ETF | May 4 2021 | \$ 2,558.16 |
N/A | 456 |
| Separate Account advised by DFA Australia | ||||
|---|---|---|---|---|
| Limited | May 3 2021 | \$ 119,664.25 |
N/A | 21,535 |
| Separate Account advised by Dimensional Fund | ||||
| Advisors LP | May 3 2021 | \$ 1,567.92 |
N/A | 281 |
| Dimensional Australian Large Company Trust | Apr 30 2021 | \$ 136,859.05 |
N/A | 24,202 |
| DFA International Core Equity Fund | Apr 29 2021 | \$ 67,224.95 |
N/A | 11,826 |
| Dimensional International Core Equity Market ETF |
Apr 23 2021 | \$ 2,457.84 |
N/A | 456 |
| The Asia Pacific Small Company Series of The DFA | ||||
| Investment Trust Company | Apr 23 2021 | \$ 407,761.90 |
N/A | 75,823 |
| International Core Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Apr 22 2021 | \$ 401,322.93 |
N/A | 77,098 |
| JNL/DFA International Core Equity Fund of JNL Series Trust |
Apr 22 2021 | \$ (56, 433.77) |
N/A | (10, 946) |
| Dimensional International Core Equity Market | ||||
| ETF | Apr 21 2021 | \$ 773.68 |
N/A | 152 |
| The Asia Pacific Small Company Series of The DFA | ||||
| Investment Trust Company | Apr 21 2021 | \$ 291,022.28 |
N/A | 57,636 |
| International Core Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Apr 19 2021 | Ŝ. 488,945.88 |
N/A | 97,088 |
| Dimensional International Core Equity Market ETF |
Apr 19 2021 | \$ 2,302.80 |
N/A | 456 |
| The Asia Pacific Small Company Series of The DFA | ||||
| Investment Trust Company | Apr 16 2021 | \$ 288,500.25 |
N/A | 56,430 |
| Dimensional International Core Equity Market ETF |
Apr 15 2021 | \$ 1,568.64 |
N/A | 304 |
| International Core Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Apr 13 2021 | \$ 111,385.80 |
N/A | 21,372 |
| International Core Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Apr 12 2021 | \$ 160,973.06 |
N/A | 30,643 |
| Separate Account advised by DFA Australia | ||||
| Limited | Apr 9 2021 | \$ 40,197.68 |
N/A | 7,666 |
| Dimensional International Core Equity Market | ||||
| ETF | Apr 9 2021 | \$. 2,403.12 |
N/A | 456 |
| Separate Account advised by Dimensional Fund Advisors LP |
Apr 7 2021 | \$ 56,657.81 |
N/A | 10,936 |
| Dimensional International Core Equity Market | ||||
| ETF | Apr 6 2021 | \$ 802.34 |
N/A | 154 |
| Dimensional International Core Equity Market | ||||
| ETF | Apr 6 2021 | \$ 2,407.02 |
N/A | 462 |
| AZL DFA International Core Equity Fund, a series | ||||
| of Allianz Variable Insurance Products Trust | Mar 26 2021 | (24,004.95) \$ |
N/A | (4,665) |
| Dimensional International Core Equity Market ETF |
Mar 24 2021 | \$ 812.49 |
N/A | 159 |
| International Social Core Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. | Mar 24 2021 | (53,000.26) \$. |
N/A | (10, 409) |
| International Social Core Equity Portfolio of DFA | ||||
| Investment Dimensions Group Inc. Dimensional International Core Equity Market |
Mar 23 2021 | \$(113,570.77) | N/A | (21, 728) |
| ETF | Mar 23 2021 | \$ 2,481.60 |
N/A | 480 |
| Dimensional International Core Equity Market | ||||
|---|---|---|---|---|
| . CTF | Mar 23 2021 | 2.481.60 | 48C |
This is Annexure "E" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | July 27, 2021 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A. Brown |
| Signature: |
Capacity: Assistant Secretary and Vice President
ANNEXURE F Downer Edi Ltd ACN 003 872 848
$\overline{7}$ . ADDRESSES
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Sydney NSW 2000 |
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
| Dimensional Fund Advisors Ltd. | |
| 20 Triton Street, London NW1 3BF, United Kingdom | |
| DFA Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2110, Vancouver, British |
| Columbia V6E 0C5, Canada | |
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, Suite #33-01, |
| Singapore 018960 | |
| Dimensional Holdings Inc. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Rex Sinquefield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America |
This is Annexure "F" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: July 27, 2021
Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
By: Valerie A. Brown Print Name:
Signature:
Capacity: Assistant Secretary and Vice President