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DOW INC. — Director's Dealing 2020
Apr 20, 2020
30381_dirs_2020-04-20_68b2b984-5189-490d-9f81-a568bd9e2b5f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DOW INC. (DOW)
CIK: 0001751788
Period of Report: 2020-04-09
Reporting Person: Palmieri Jane (President, Ind Interm & Infras)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30162.8840 | Direct |
| Common Stock | 270.6660 | Indirect |
| Common Stock | 916.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $32.5700 | 2023-02-15 | Common Stock (11146.0000) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $46.6000 | 2026-02-12 | Common Stock (11719.0000) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $47.3100 | 2024-02-14 | Common Stock (11166.0000) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $48.3000 | 2030-02-13 | Common Stock (56030.0000) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $50.0700 | 2025-02-13 | Common Stock (11047.0000) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $54.8900 | 2029-02-11 | Common Stock (15490.0000) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $61.9700 | 2027-02-10 | Common Stock (12864.0000) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $72.7700 | 2028-02-15 | Common Stock (8896.0000) | Direct | |
| Non-Qualified Stock Option (Right to Buy) | $72.7700 | 2028-02-15 | Common Stock (267.0000) | Indirect |
Footnotes
F1: Includes restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 1,917 shares on or about February 15, 2021; 4,510 shares on or about February 11, 2022; 2,740 shares on or about April 12, 2022; and 5,130 shares on or about Febraury 13, 2023.
F2: Includes restricted stock units to be delivered in one installment of 58 shares on or about February 15, 2021.
F3: This option is fully vested and exercisable. Option shares will be used to satisfy withholding taxes.
F4: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes.
F5: One-third of this option is exercisable. The remaining two-thirds will vest in equal installments on February 11, 2021 and February 11, 2022. Option shares will be used to satisfy withholding taxes.
F6: Two-thirds of this option is exercisable. The remaining one-third will vest on February 15, 2021. Option shares will be used to satisfy withholding taxes.