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DOUGLAS DYNAMICS, INC Major Shareholding Notification 2012

Sep 10, 2012

32507_mrq_2012-09-10_cd41e309-62e0-4ad7-bcad-91caab9301ed.zip

Major Shareholding Notification

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SC 13G/A 1 douglasdynamicsinc.htm DOUGLAS DYNAMICS, INC. 13G/A html PUBLIC "-//w3c//dtd html 4.0 transitional//en"

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G/A

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(c)

( AMENDMENT 2 )

Douglas Dynamics, Inc.

( NAME OF ISSUER )

COMMON STOCK

(Title of Class of Securities)

25960R105

(CUSIP Number)

AUGUST 31,2012

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1 (c)
Rule 13d-1 (d)

CUSIP No. 25960R105 13G/A Page 1 of 3 pages

1.
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) 13-2624428
2.
(b)
  1. SEC USE ONLY
4.
Delaware

| NUMBER OF | 5. | SOLE VOTING POWER | 2,154,490 | | --- | --- | --- | --- | | SHARES | | | | | BENEFICIALLY | 6. | SHARED VOTING POWER | 0 | | OWNED BY | | | | | EACH | 7. | SOLE DISPOSITIVE POWER | 2,233,190 | | REPORTING | | | | | PERSON WITH | 8. | SHARED DISPOSITIVE POWER | 0 |

9.
2,233,190
10.
CERTAIN SHARES
11.
10.0%
  1. TYPE OF REPORTING PERSON* HC

| Item

1(a).
Douglas Dynamics, Inc.

| Item

1(b).
7777 North 73rd Street
Milwaukee, Wisconsin 53223

| Item

2(a).
JPMorgan
Chase & Co.

| Item

2(b).
270 PARK
AVE
NEW YORK,
NY 10017

| Item

2(c).
Delaware

| Item

2(d).
COMMON
STOCK
Unless otherwise noted,
security being reported is common stock

Item 2(e). CUSIP Number: 25960R105

| Item

3
Or
(c), Check Whether the Person Filing is a :

| (a) | | Broker or dealer registered under Section 15 of the Exchange Act; | | --- | --- | --- | | (b) | | Bank as defined in Section 3(a)(6) of the Exchange Act; | | (c) | | Insurance company as defined in Section 3(a)(19) of the | | | | Exchange Act; | | (d) | | Investment company registered under Section 8 of the Investment | | | | Company Act; | | (e) | | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | | (f) | | An employee benefit plan or endowment fund in accordance with | | | | Rule 13d-1(b)(1)(ii)(F); | | (g) | X | A parent holding company or control person in accordance with | | | | Rule 13d-1(b)(1)(ii)(G); | | (h) | | A savings association as defined in Section 3(b) of the Federal | | | | Deposit Insurance Act; | | (i) | | A church plan that is excluded from the definition of an | | | | Investment company under Section 3(c)(14) of the Investment | | | | Company act; | | (j) | | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |

If this statement is filed pursuant to Rule 13d-1(b), check this box. X

Page 2 of 3 pages

ITEM 4. Ownership

| Provide

the following information regarding the aggregate number and
Percentage
of the class of securities of issuer identified in Item 1.
(a) Amount
beneficially owned: 2 ,233,190
Including 0 shares where there is a Right to Acquire.
(b) Percent
of class: 10.0%
(c) Number
of shares as to which such person has:
(i) Sole power to vote or to
direct the vote: 2,154,490
(ii) Shared power to vote or
to direct the vote: 0
(iii) Sole power to dispose or
to direct the disposition of: 2,233,190
(iv) Shared power to dispose
or to direct the disposition of: 0

ITEM 5. Ownership of Five Percent or Less of a Class. NOT APPLICABLE

| If this statement

is being filed to report the fact that as of the date
hereof the reporting
person has ceased to be the beneficial owner of more
than five percent
of the class of securities, check the following. ( )

ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.

| JPMorgan

Chase & Co. is the beneficial owner of 2,233,190 shares of the
issuer's
common stock on behalf of other persons known to have one or more of
the following:
the
right to receive dividends for such securities;
the
power to direct the receipt of dividends from such securities;
the
right to receive the proceeds from the sale of such securities;
the
right to direct the receipt of proceeds from the sale of such securities;
No such
person is known to have an interest in more than 5% of the class of
securities
reported herein unless such person is identified below.

| Item

7.
Security
being reported on by the Parent Holding Company.
This
notice is filed on behalf of JPMorgan Chase & Co. and its wholly owned
Subsidiary
(ies),
JPMorgan
Chase Bank, National Association
J.P.
Morgan Investment Management Inc.
JPMorgan
Asset Management (UK) Ltd.
JPMorgan
Asset Management (JAPAN) LIMITED

| Item

8.
Not Applicable

| Item

9.
Not Applicable

ITEM 10. Certifications

| By signing below

I certify that, to the best of my knowledge and belief,
the securities referred
to above were not acquired and are not held for the
purpose of or with
the effect of changing or influencing the control of the
issuer of the securities
and were not acquired and are not held in connection
with or as a participant
in any transaction having that purpose or effect.

Page 3 of 3 pages

SIGNATURE
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the
information set forth in this statement
is true, complete and correct.
Dated: SEPTEMBER 10,2012
By: /s/ Margaret R. Rubin
--------------------------------------
Margaret R. Rubin
Corporate Compliance

| The original statement shall be

signed by each person on whose behalf the statement
is filed or his authorized representative.
If the statement is signed on behalf of
a person by his authorized representative
(other than an executive officer or general
partner of the filing person),
evidence of the representative's authority to sign on
behalf of such person shall be
filed with the statement, provided, however, that a
power of attorney for this purpose
which is already on file with the commission may
be incorporated by reference. The
name and any title of each person who signs the
the statement shall be typed or
printed beneath his signature.