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DOTZ NANO LIMITED Major Shareholding Notification 2012

Apr 10, 2012

64794_rns_2012-04-10_07648401-7e9a-463e-a675-4f216f624cf6.pdf

Major Shareholding Notification

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Form 603

Corporations Law Section 671B

Notice of initial substantial holder

To: Company Name/Scheme NORTHERN IRON LIMITED
ACN/ARSN 125 264 575
1. Details of substantial holder (1)
Name: UBS AG and its related bodies corporate
ACN/ARSN (if applicable)
The holder became a substantial holder on: 4 April 2012

Details of voting power $2.$

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons' votes (5) Voting power (6)
Ordinarv 18.863.714 18.863.714 5.10%

Details of relevant interests $3.$

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest
Nature of relevant interest (7)
Class and number of
securities
UBS Global Asset Management
(Australia) Ltd
Fund Manager with power to exercise control over
voting shares
14,601,912 Ordinary
UBS Securities Australia Ltd Beneficial Owner 761.802 Ordinary
UBS AG, Australia Branch Prime Broker with power to control the exercise of the
power to dispose of shares pursuant to a Prime Broking
Agreement (see Appendix A)
3.500.000 Ordinary

4. Details of present registered holders

Holder of relevant Registered holder of Person entitled to be Class and number of
interest securities registered as holder (8) securities
UBS Global Asset Various Custodians UBS Global Asset 14.601.912
Management (Australia) Ltd Management (Australia) Ltd Ordinary
UBS Securities Australia Ltd Brispot Nominees Pty Ltd UBS Securities Australia Ltd 761.802
Ordinary
UBS AG, Australia Branch UBS Nominees Pty Ltd UBS AG, Australia Branch 3,500,000
Ordinary

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number
of securities
Cash Non-cash
Please see Appendix B.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ ARSN (if applicable) Nature of association
UBS Global Asset Management (Australia) Ltd Related body corporate
UBS Securities Australia Ltd Related body corporate
Brispot Nominees Pty Ltd Related body corporate
UBS Nominees Pty Ltd Related body corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name Addresses
Details of all UBS offices can be found through the
following link: http://apps.ubs.com/locationfinder

SIGNATURE

Print Name: Tiffany Leung Capacity: Authorised signatory
Sign Here: мИ Date: 10 April 2012
Print Name: Trish Lee Capacity: Authorised signatory
Sign Here: Date: 10 April 2012

×.

Contact details for this notice:


.

$\hat{\mathcal{A}}$

Tiffany Leung

Legal & Compliance

(T) +852 2971 8042

(F) +852 2971 7895 ____________

$\overline{\phantom{a}}$

Holder of relevant Interest UBS AG, Australia Branch
Type of agreement Prime Brokerage Agreement
Parties to agreement (i) UBS AG, Australia Branch ("UBS
AG")
(ii) Client (Please refer to Appendix
$A-1.$
Transfer date Please refer to Appendix A-1.
Holder of voting rights UBS AG
Are there any restrictions on
voting rights?
Please refer to the details below.
If yes, detail Since all right and title in the
securities passes to the transferee
(i.e. UBS AG), the transferee has
the right to vote. However, in certain
circumstances, the transferee may
seek to arrange for instructions to
be exercised in accordance with the
instructions of the transferor (i.e.
Client).
Scheduled return date (if any) None, subject to the terms of the
relevant Ioan.
Does the borrower have the right
to return early?
Yes.
If yes, detail The borrower (i.e. UBS AG) has the
right to return at its discretion.
Does the lender have the right to
recall early?
Yes.
If yes, detail The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.
Will the securities be returned on
settlement?
Yes.
If yes, detail any exceptions None.

Prime Brokerage Agreement - UBS AG, Australia Branch

and the control of the con-
instruction
AS ST
3350FP
Parties to agreement
s Pijai p
. .
mar.
$\sim$
$\cdots$
$\cdots$
93. NGC
10,000
.
$\sim$ $\sim$ $\sim$
STARK STOP
Transfer date
(4) 望 しゃくし
$\alpha$ , $\alpha$ , $\alpha$
TIGA Trading Pty Limited (i)
5 December 2011
(ii)
11 January 2012
(iii)
4 April 2012
NFE - Appendix B
Date of
change
Person whose relevant interest
changed
-44
Nature of Change Consideration given in
relation to change
Number of
securities
Class
$05 - Dec - 11$ UBS AG, Australia Branch Stock received N/A 2,200,000 Ordinary
05-Dec-11 UBS AG, London Branch Buy 997 1,389 Ordinary
06-Dec-11
$12 - Dec - 11$
UBS AG, London Branch
UBS AG, London Branch
Buy
Buy
673
49
957 Ordinary
15-Dec-11 UBS Securities Australia Ltd Buy 18,777 70
28,450
Ordinary
Ordinary
15-Dec-11 UBS AG, London Branch Sell 439 (663) Ordinary
$16 - Dec - 11$ UBS AG, London Branch $\overline{\mathsf{Sel}}$ $\overline{83}$ (126) Ordinary
19-Dec-11
20-Dec-11
UBS AG, London Branch Ŝe∥ 869 (1, 347) Ordinary
$21 - Dec-11$ UBS AG, London Branch
UBS AG, London Branch
Sell
Sell
172
3
(274) Ordinary
05-Jan-12 UBS Securities Australia Ltd Sell 14,100 (5)
(20,000)
Ordinary
Ordinary
06-Jan-12 UBS Securities Australia Ltd Sell 14,078 (20, 100) Ordinary
$11$ -Jan-12
$11 - Jan - 12$
UBS Securities Australia Ltd Sell 13,274 (17, 381) Ordinary
$12$ -Jan-12 UBS AG, Australia Branch
UBS Securities Australia Ltd
Stock received
Sell
N/A 100,000 Ordinary
$20$ -Jan-12 UBS AG, London Branch Buy 18,012
359
(23, 419)
470
Ordinary
Ordinary
$23$ -Jan-12 UBS AG, London Branch Buy 100 132 Ordinary
02-Feb-12 UBS Global Asset Management Ltd Buy 404,424 531,542 Ordinary
06-Feb-12
15-Feb-12
UBS Global Asset Management Ltd
UBS Securities Australia Ltd
Sell 36,159 (43,061) Ordinary
$16$ -Feb-12 UBS Securities Australia Ltd Sell
Sell
34,989
11,211
(42, 421)
(13, 879)
Ordinary
22-Feb-12 UBS Securities Australia Ltd Buy 8,200 10,000 Ordinary
Ordinary
22-Feb-12 UBS Securities Australia Ltd Buy 1,796 2,202 Ordinary
$22$ -Feb-12 UBS Securities Australia Ltd Buy 308,605 395,242 Ordinary
23-Feb-12
23-Feb-12
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Sell
Buy
8,150 (10,000) Ordinary
28-Feb-12 UBS Securities Australia Ltd Sell 2,089
90,410
2,561
(100,000)
Ordinary
Ordinary
$07-Mar-12$ UBS AG, London Branch Sell 567 (603) Ordinary
08-Mar-12 UBS AG, London Branch Sell 6,561 (7, 166) Ordinary
$12$ -Mar-12
$13-Mar-12$
UBS AG, London Branch Sell 1,134 (1, 185) Ordinary
$13 - \overline{Mar-12}$ UBS Securities Australia Ltd
UBS AG, London Branch
Sell
Sell
15,206 (15,800) Ordinary
$14-Mar-12$ UBS Securities Australia Ltd Sell 2,119
10,250
(2, 201)
(10,000)
Ordinary
Ordinary
15-Mar-12 UBS Securities Australia Ltd Buy 34,479 35,000 Ordinary
$15-Mar-12$ UBS Securities Australia Ltd Sell 25,625 (25,000) Ordinary
15-Mar-12
$16 - \overline{Mar-12}$
UBS AG, London Branch
UBS Global Asset Management Ltd
Buy 653 651 Ordinary
$16$ -Mar-12 UBS Global Asset Management Ltd Buy
Buy
195,508
195,508
214,844
214,844
Ordinary
$21$ -Mar-12 UBS Global Asset Management Ltd Buy 155,920 172,231 Ordinary
Ordinary
$21 - \sqrt{7} - 12$ UBS AG, London Branch Stock received N/A 850,318 Ordinary
22-Mar-12 JUBS Securities Australia Ltd lBuy 18,100 20,000 Ordinary
22-Mar-12
$22 - \text{Mar} - 12$
UBS Securities Australia Ltd
UBS AG, London Branch
Sell 125,870 (139,995) Ordinary
$23-Mar-12$ UBS AG, London Branch Stock returned
Stock returned
N/A
N/A
(18, 732)
(55, 618)
Ordinary
Ordinary
$26 - \frac{1}{2}$ UBS Securities Australia Ltd Buy 522,603 604,165 Ordinary
$26$ -Mar-12 UBS Securities Australia Ltd Buy 22,504 26.034 Ordinary
26-Mar-12 UBS AG, London Branch Stock returned N/A (30,000) Ordinary
27-Mar-12
27-Mar-12
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Buy
Sell
41,029
10,293
45,466 Ordinary
$27 - \frac{1}{2}$ UBS Securities Australia Ltd Buy 125,870 (11,500)
139,995
Ordinary
Ordinary
27-Mar-12 UBS Securities Australia Ltd Sell 125,744 (139,995) Ordinary
27-Mar-12 UBS Securities Australia Ltd Buy 125,870 139,995 Ordinary
$27 - \text{Mar}-12$
28-Mar-12
UBS AG, London Branch Stock returned N/A (4, 711) Ordinary
28-Mar-12 UBS Securities Australia Ltd
UBS Securities Australia Ltd
Sell
Buy
125,744
125,744
(139,995)
139,995
Ordinary
Ordinary
28-Mar-12 UBS Securities Australia Ltd Sell 125,870 (139,995) Ordinary
$28 - \text{Mar-12}$ UBS Securities Australia Ltd Buy 4,162 4.574 Ordinary
28-Mar-12 UBS Securities Australia Ltd Buv 20,105 21,963 Ordinary
$28 - \text{Mar}-12$
$29$ -Mar-12
UBS AG, London Branch
UBS Securities Australia Ltd
Stock returned N/A
12,511
(61, 699) Ordinary
29-Mar-12 UBS Securities Australia Ltd Buy
Buy
42,830 13,279
45,608
Ordinary
Ordinary
29-Mar-12 UBS AG, London Branch Stock returned N/A (45, 812) Ordinary
$30$ -Mar-12 UBS Securities Australia Ltd Buy 18,312 19,000 Ordinary
$30$ -Mar-12 UBS AG, London Branch Stock returned N/A (11, 843) Ordinary
02-Apr-12
02-Apr-12
UBS Securities Australia Ltd
UBS Global Asset Management Ltd
Buy
Buy
13,510
2,895,891
14,000
3,016,553
Ordinary
Ordinary
02-Apr-12 UBS AG, London Branch Stock returned N/A (621, 903) Ordinary
03-Apr-12 UBS Securities Australia Ltd Sell 10,296 (10, 243) Ordinary
03-Apr-12 UBS Securities Australia Ltd Buy 26,000 26,000 Ordinary
03-Apr-12
03-Apr-12
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Sell 1,121 (1, 104) Ordinary
$04 - Apr - 12$ UBS Securities Australia Ltd Buy
Buy
29,958
19,700
29,800
20,000
Ordinary
Ordinary
04-Apr-12 UBS Securities Australia Ltd Buy 50,303 51,800 Ordinary
04-Apr-12 UBS AG, Australia Branch Stock received N/A 1,200,000 Ordinary