AI assistant
DOTZ NANO LIMITED — Major Shareholding Notification 2012
Apr 30, 2012
64794_rns_2012-04-30_37653a7e-aa36-4c47-9125-5abb00c47e80.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | NORTHERN IRON LIMITED | ||
|---|---|---|---|
| ACN/ARSN | 125 264 575 | ||
| 1. Details of substantial holder (1) | |||
| Name | UBS AG and its related bodies corporate | ||
| ACN/ARSN (if applicable): | |||
| The holder ceased to be a substantial shareholder on | 26 April 2012 | ||
| The previous notice was given to the company on | 10 April 2012 | ||
| The previous notice was dated | 4 April 2012 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) |
Consideration aiven in relation to change (5) |
Class (6) and Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
||
|---|---|---|---|
| N/A | ------- N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| . Details of all UBS offices can be found through the $\,$ following link: http://apps.ubs.com/locationfinder |
SIGNATURE
| Capacity: | Authorised signatory | |
|---|---|---|
| ਵ≫ | Date: | 30 April 2012 |
| Trish Lee | Capacity: | Authorised signatory |
| Date: | 30 April 2012 | |
| Print Name: So Young Kim |
Kanadian Maria Barat I
Contact details for this notice: -------------------------
Tiffany Leung
Legal & Compliance
(T) +852 2971 8042
(F) +852 2971 7895 ------------""
| NFE - Appendix A | |||||
|---|---|---|---|---|---|
| Date of change |
Person whose relevant interest changed BILLE STATE |
Nature of Changes 14. X. III 13 |
Consideration given in relation to change |
Number of securities |
Class |
| $05-Apr-12$ | UBS Securities Australia Ltd | Buy | 190 | 201 | Ordinary |
| 105-Apr-12 | UBS Securities Australia Ltd | Sel | 2,850 | (3,000) | Ordinary |
| $05-Apr-12$ | UBS Securities Australia Ltd | Sell | 9,500 | (10,000) | Ordinary |
| $12-Apr-12$ | UBS Securities Australia Ltd | Sell | 47,125 | (50,000) | Ordinary |
| 16-Apr-12 | UBS Securities Australia Ltd | Buy | 10,774 | 11.223 | Ordinary |
| 17-Apr-12 | UBS Global Asset Management Ltd | Buy | 13,739 | 13,243 | Ordinary |
| 18-Apr-12 | UBS Securities Australia Ltd | Buy | 4,330 | 4,000 | Ordinary |
| 19-Apr-12 | UBS Securities Australia Ltd | Buy | ,333 | .294 | Ordinarv |
| 19-Apr-12 | UBS Securities Australia Ltd | Sell | 6,132 | (5,896) | Ordinary |
| 19-Apr-12 | UBS Securities Australia Ltd | Sell | .346 | (1,294) | Ordinary |
| $20 - Apr - 12$ | UBS Securities Australia Ltd | Buy | 31,192 | 30,123 | Ordinary |
| 20-Apr-12 | UBS Securities Australia Ltd | Seli | 103,810 | (100,000) | Ordinary |
| $23 - Apr - 12$ | UBS Securities Australia Ltd | Seil | 5,150 | (5,000) | Ordinary |
| $24$ -Apr-12 | UBS Securities Australia Ltd | Sell | 93,001 | (91, 916) | Ordinary |
| 26-Apr-12 | UBS Securities Australia Ltd | Sell | 107,854 | (105.822) | Ordinary |
| 26-Apr-12 | UBS Securities Australia Ltd | Sell | 159,754 | (160, 010) | Ordinary |
| $26$ -Apr-12 | UBS AG, London Branch | Sell | 65 | (65) | Ordinary |
$\mathcal{L}_{\mathcal{A}}$