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DoorDash, Inc. Director's Dealing 2021

Sep 16, 2021

10831_dirs_2021-09-16_4a7080f1-7bca-44e3-a7fd-869bf6d854a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DoorDash, Inc. (DASH)
CIK: 0001792789
Period of Report: 2021-09-14

Reporting Person: Xu Tony (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-14 Class A Common Stock M 80000 $0.20 Acquired 80000 Direct
2021-09-14 Class A Common Stock S 6584 $203.915 Disposed 73416 Direct
2021-09-14 Class A Common Stock S 7728 $205.025 Disposed 65688 Direct
2021-09-14 Class A Common Stock S 10624 $205.951 Disposed 55064 Direct
2021-09-14 Class A Common Stock S 11000 $206.997 Disposed 44064 Direct
2021-09-14 Class A Common Stock S 7800 $208.09 Disposed 36264 Direct
2021-09-14 Class A Common Stock S 17142 $209.012 Disposed 19122 Direct
2021-09-14 Class A Common Stock S 16422 $209.903 Disposed 2700 Direct
2021-09-14 Class A Common Stock S 2500 $210.794 Disposed 200 Direct
2021-09-14 Class A Common Stock S 200 $211.57 Disposed 0 Direct
2021-09-14 Class A Common Stock M 41895 $7.16 Acquired 41895 Direct
2021-09-14 Class A Common Stock J 41895 $0.00 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-14 Employee Stock Option (right to buy) $0.20 M 80000 Disposed 2024-06-25 Class A Common Stock (80000) Direct
2021-09-14 Employee Stock Option (right to buy) $7.16 M 41895 Disposed 2028-10-09 Class A Common Stock (41895) Direct
2021-09-14 Class B Common Stock $ J 41895 Acquired Class A Common Stock (41895) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (3600000) 3600000 Indirect
Class B Common Stock $ Class A Common Stock (3600000) 3600000 Indirect
Class B Common Stock $ Class A Common Stock (1800000) 1800000 Indirect
Class B Common Stock $ Class A Common Stock (305425) 305425 Indirect
Class B Common Stock $ Class A Common Stock (305425) 305425 Indirect
Class B Common Stock $ Class A Common Stock (28865) 28865 Indirect

Footnotes

F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F2: This sale price represents the weighted average sale price of the shares sold ranging from $203.41 to $204.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: This sale price represents the weighted average sale price of the shares sold ranging from $204.47 to $205.46 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: This sale price represents the weighted average sale price of the shares sold ranging from $205.47 to $206.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5: This sale price represents the weighted average sale price of the shares sold ranging from $206.47 to $207.46 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F6: This sale price represents the weighted average sale price of the shares sold ranging from $207.49 to $208.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7: This sale price represents the weighted average sale price of the shares sold ranging from $208.49 to $209.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F8: This sale price represents the weighted average sale price of the shares sold ranging from $209.49 to $210.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F9: This sale price represents the weighted average sale price of the shares sold ranging from $210.51 to $211.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F10: This sale price represents the weighted average sale price of the shares sold ranging from $211.51 to $211.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F11: Shares of Class A Common Stock issued following the exercise of stock options were exchanged at a 1:1 ratio for a share of Class B Common Stock at the election of the Reporting Person.

F12: The shares underlying the option are fully vested and immediately exercisable.

F13: One-fourth of the shares underlying the option vested on October 1, 2019 and 1/48th of the shares vest monthly thereafter.

F14: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F15: The shares are held by The Article 2 Trust under TXX Annuity Trust #1 for which the reporting person serves as a trustee.

F16: The shares are held by The Article 2 Trust under TXX Annuity Trust #2 for which the reporting person serves as a trustee.

F17: The shares are held by The Article 2 Trust under TXX Annuity Trust #3 for which the reporting person serves as a trustee.

F18: The shares are held by The Article 3 Trust under OBX Family Trust for which the reporting person serves as a trustee.

F19: The shares are held by The Article 3 Trust under TBX Family Trust for which the reporting person serves as a trustee.

F20: The shares are held by The Article 4 Trust under Library Trust for which the reporting person's spouse serves as a trustee.