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DOMO, INC. — Director's Dealing 2022
Apr 7, 2022
32564_dirs_2022-04-06_c905e4c0-f853-4f18-a8fd-b318fed17226.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2022-04-04
Reporting Person: Wong Catherine (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-04 | Class B Common Stock | M | 21401 | $25.50 | Acquired | 181677 | Direct |
| 2022-04-04 | Class B Common Stock | M | 13458 | $8.40 | Acquired | 195135 | Direct |
| 2022-04-04 | Class B Common Stock | M | 666 | $25.50 | Acquired | 195801 | Direct |
| 2022-04-04 | Class B Common Stock | M | 475 | $27.60 | Acquired | 196276 | Direct |
| 2022-04-04 | Class B Common Stock | S | 36000 | $55.2418 | Disposed | 160638 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-04 | Stock Option (right to buy) | $25.5 | X | 21401 | Disposed | 2024-09-03 | Class B Common Stock (21401.0) | Direct |
| 2022-04-04 | Stock Option (right to buy) | $8.4 | X | 13458 | Disposed | 2023-10-07 | Class B Common Stock (13458.0) | Direct |
| 2022-04-04 | Stock Option (right to buy) | $25.5 | X | 666 | Disposed | 2025-01-28 | Class B Common Stock (666.0) | Direct |
| 2022-04-04 | Stock Option (right to buy) | $27.6 | X | 475 | Disposed | 2026-09-30 | Class B Common Stock (475.0) | Direct |
Footnotes
F1: The options exercised and stock sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on December 17, 2021.
F2: The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $55.00 to $55.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Includes 362 shares acquired under the Issuer's 2018 Employee Stock Purchase Plan on April 1, 2022.
F4: 50% of the shares subject to the option vested on September 4, 2016 and 1/24 of the remaining shares subject to the option vest each month thereafter.
F5: 100% of the shares subject to the option are fully vested.
F6: 50% of the shares subject to the option vested on December 13, 2016 and 1/24 of the remaining shares subject to the option vest each month thereafter.
F7: 1/4 of the shares subject to the option vested on November 16, 2016 and 1/48 of the shares subject to the option vest each month thereafter.