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DOMO, INC. — Director's Dealing 2018
Jun 29, 2018
32564_dirs_2018-06-28_29a046cd-cae6-4645-a61c-9e0310e26638.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2018-06-28
Reporting Person: James Joshua G (Director, CEO, Chairman of the Board, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series 1 Preferred Stock | $0.0 | Class A Common Stock (3263659.0) | Indirect | ||
| Stock Option (right to buy) | $25.5 | 2024-09-03 | Class B Common Stock (616921.0) | Direct |
Footnotes
F1: The Series 1 Preferred Stock shall automatically convert into shares of Class A Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
F2: The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.
F3: The reported securities are held of record by Cocolalla, LLC. The Reporting Person is the Manager of Cocolalla, LLC with voting and dispositive power over the shares.
F4: 1/4 of the shares subject to the option vested on September 4, 2015 and 1/48 of the shares subject to the option vest each month thereafter.