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DOMO, INC. — Director's Dealing 2018
Jun 29, 2018
32564_dirs_2018-06-28_1ffd8245-838f-4d76-838d-ebf7e90bf81b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2018-06-28
Reporting Person: Gorenberg Mark (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 20000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Class B Common Stock (93934.0) | Indirect | ||
| Stock Option (right to buy) | $25.5 | 2025-01-28 | Class B Common Stock (17455.0) | Direct |
Footnotes
F1: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be cancelled by the Issuer.
F2: The Series A Preferred Stock shall automatically convert into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
F3: The reported securities are held directly by Zetta Venture Partners I, L.P. Zetta Equity Partners I, LLC is the general partner of Zetta Venture Partners I, L.P., and the Reporting Person, as a managing director of Zetta Equity Partners I, LLC, may be deemed to share voting and investment control over the shares held by Zetta Venture Partners I, L.P. The Reporting Person disclaims beneficial ownership of the securities held by Zetta Venture Partners I, L.P. except to the extent of any pecuniary interest therein.
F4: 100% of the shares subject to the option are fully vested.