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DOMO, INC. — Director's Dealing 2018
Jun 29, 2018
32564_dirs_2018-06-28_e059fd7a-1406-4c1a-a978-d611c10dbfc9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2018-06-28
Reporting Person: Solomon Glenn (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 20000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Class B Common Stock (29643.0) | Indirect | ||
| Series C Preferred Stock | $ | Class B Common Stock (515496.0) | Indirect | ||
| Series D Preferred Stock | $ | Class B Common Stock (78973.0) | Indirect | ||
| Series A Preferred Stock | $ | Class B Common Stock (628.0) | Indirect | ||
| Series C Preferred Stock | $ | Class B Common Stock (10930.0) | Indirect | ||
| Series D Preferred Stock | $ | Class B Common Stock (1674.0) | Indirect | ||
| Series D-2 Preferred Stock | $ | Class B Common Stock (197669.0) | Indirect |
Footnotes
F1: The shares are represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class B Common Stock of the Issuer, subject to the applicable vesting schedule. In the event the Reporting Person ceases to be a Service Provider, the unvested RSUs will be cancelled by the Issuer.
F2: Each of the Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-2 Preferred Stock shall automatically convert into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
F3: The reported securities are held directly by GGV Capital IV L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV L.P. except to the extent of any pecuniary interest therein.
F4: The reported securities are held directly by GGV Capital IV Entrepreneurs Fund L.P. GGV Capital IV L.L.C. is the general partner of GGV Capital IV Entrepreneurs Fund L.P., and the Reporting Person, as a managing director of GGV Capital IV L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital IV Entrepreneurs Fund L.P. except to the extent of any pecuniary interest therein.
F5: The reported securities are held directly by GGV Capital Select L.P. GGV Capital Select L.L.C. is the general partner of GGV Capital Select L.P., and the Reporting Person, as a managing director of GGV Capital Select L.L.C., may be deemed to share voting and investment control over these shares. The Reporting Person disclaims beneficial ownership of the securities held by GGV Capital Select L.P. except to the extent of any pecuniary interest therein.