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DOMO, INC. — Director's Dealing 2018
Jul 4, 2018
32564_dirs_2018-07-03_ca2b03e5-97fb-40f6-a93e-a8b82dcd30e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2018-07-03
Reporting Person: Cocolalla, LLC (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-03 | Series 1 Preferred Stock | $ | C | 3263659 | Disposed | Class A Common Stock (3263659.0) | Direct | |
| 2018-07-03 | Class A Common Stock | $ | C | 3263659 | Acquired | Class B Common Stock (3263659.0) | Direct |
Footnotes
F1: The Series 1 Preferred Stock automatically converted into shares of Class A Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
F2: Joshua G. James, a Section 16 Reporting Person, director and executive officer of the Issuer, is the Manager of Cocolalla, LLC with voting and dispositive power over the shares, and may be deemed to beneficially own the shares held by Cocolalla, LLC.
F3: The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.