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DOMO, INC. — Director's Dealing 2018
Jul 4, 2018
32564_dirs_2018-07-03_aeb1ca22-1fd6-40ee-91d8-15cf1e26f4b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2018-07-03
Reporting Person: Bullock D Fraser (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-03 | Class B Common Stock | C | 18783 | — | Acquired | 27572 | Indirect |
| 2018-07-03 | Class B Common Stock | C | 70190 | — | Acquired | 97762 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-03 | Series A Preferred Stock | $ | C | 18783 | Disposed | Class B Common Stock (18783.0) | Indirect | |
| 2018-07-03 | Series C Preferred Stock | $ | C | 70190 | Disposed | Class B Common Stock (70190.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 8666 | Indirect |
| Class B Common Stock | 20000 | Direct |
Footnotes
F1: The reported securities are held directly by the Bullock Family 2003 Gift Trust. Jennifer Bullock serves as trustee to the Bullock Family 2003 Gift Trust. The Reporting Person disclaims beneficial ownership of the securities held by the Bullock Family 2003 Gift Trust except to the extent of any pecuniary interest therein.
F2: The reported securities are held directly by the Bullock Family 101 Trust. Robert Gardner serves as trustee to the Bullock Family 101 Trust. The Reporting Person disclaims beneficial ownership of the securities held by the Bullock Family 101 Trust except to the extent of any pecuniary interest therein.
F3: Each of the Series A Preferred Stock and Series C Preferred Stock automatically converted into shares of Class B Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.