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DOMO, INC. — Director's Dealing 2018
Jul 4, 2018
32564_dirs_2018-07-03_85672db6-1875-4551-a7de-c2a1fe3929d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2018-07-03
Reporting Person: James Joshua G (Director, Founder, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-03 | Class B Common Stock | P | 100000 | $21 | Acquired | 100000 | Direct |
| 2018-07-03 | Class B Common Stock | P | 1700 | $21 | Acquired | 2143 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-03 | Series 1 Preferred Stock | $ | C | 3263659 | Disposed | Class A Common Stock (3263659.0) | Indirect | |
| 2018-07-03 | Class A Common Stock | $ | C | 3263659 | Acquired | Class B Common Stock (3263659.0) | Indirect |
Footnotes
F1: The Series 1 Preferred Stock automatically converted into shares of Class A Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
F2: The reported securities are held of record by Cocolalla, LLC. The Reporting Person is the Manager of Cocolalla, LLC with voting and dispositive power over the shares.
F3: The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.