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DOMO, INC. Director's Dealing 2018

Jul 4, 2018

32564_dirs_2018-07-03_beffa345-d0d1-4eb4-a857-5b99ee429fc1.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2018-06-28

Reporting Person: James Joshua G (Director, Founder, CEO and Chairman, 10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 443 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series 1 Preferred Stock $0.0 Class A Common Stock (3263659.0) Indirect
Stock Option (right to buy) $25.5 2024-09-03 Class B Common Stock (616921.0) Direct

Footnotes

F1: This Form 3 amendment is being filed to correct an omission on the Form 3 filed on behalf of the Reporting Person effective as of June 28, 2018. The Reporting Person's spouse acquired shares of Class B Common Stock of the Issuer prior to the completion of the Issuer's initial public offering, and such shares are now reflected as indirect holdings of the Reporting Person.

F2: The Series 1 Preferred Stock shall automatically convert into shares of Class A Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.

F3: The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.

F4: The reported securities are held of record by Cocolalla, LLC. The Reporting Person is the Manager of Cocolalla, LLC with voting and dispositive power over the shares.

F5: 1/4 of the shares subject to the option vested on September 4, 2015 and 1/48 of the shares subject to the option vest each month thereafter.