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DOMO, INC. — Director's Dealing 2018
Jul 4, 2018
32564_dirs_2018-07-03_beffa345-d0d1-4eb4-a857-5b99ee429fc1.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: DOMO, INC. (DOMO)
CIK: 0001505952
Period of Report: 2018-06-28
Reporting Person: James Joshua G (Director, Founder, CEO and Chairman, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 443 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series 1 Preferred Stock | $0.0 | Class A Common Stock (3263659.0) | Indirect | ||
| Stock Option (right to buy) | $25.5 | 2024-09-03 | Class B Common Stock (616921.0) | Direct |
Footnotes
F1: This Form 3 amendment is being filed to correct an omission on the Form 3 filed on behalf of the Reporting Person effective as of June 28, 2018. The Reporting Person's spouse acquired shares of Class B Common Stock of the Issuer prior to the completion of the Issuer's initial public offering, and such shares are now reflected as indirect holdings of the Reporting Person.
F2: The Series 1 Preferred Stock shall automatically convert into shares of Class A Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and has no expiration date.
F3: The Class A Common Stock is convertible into shares of Class B Common Stock on a one to one basis at any time at the election of the Reporting Person and has no expiration date.
F4: The reported securities are held of record by Cocolalla, LLC. The Reporting Person is the Manager of Cocolalla, LLC with voting and dispositive power over the shares.
F5: 1/4 of the shares subject to the option vested on September 4, 2015 and 1/48 of the shares subject to the option vest each month thereafter.