DOLLAR GENERAL CORP — Director's Dealing 2021

Jun 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2021-05-28

Reporting Person: Garratt John W (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-28	Common Stock	M	12890	$84.67	Acquired	37697	Direct
2021-05-28	Common Stock	M	9421	$70.68	Acquired	47118	Direct
2021-05-28	Common Stock	M	8000	$92.98	Acquired	55118	Direct
2021-05-28	Common Stock	S	30311	$205.0469	Disposed	24807	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-28	Employee Stock Option (Right to Buy)	$84.67	M	12890	Disposed	2026-03-16	Common Stock (12890)	Direct
2021-05-28	Employee Stock Option (Right to Buy)	$70.68	M	9421	Disposed	2027-03-22	Common Stock (9421)	Direct
2021-05-28	Employee Stock Option (Right to Buy)	$92.98	M	8000	Disposed	2028-03-21	Common Stock (8000)	Direct

Footnotes

F1: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $205.00 to $205.25, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2: The option vested as to 4,668 shares on April 1, 2019 and 8,222 shares on April 1, 2020.

F3: The option vested as to 6,879 shares on April 1, 2019 and 1,121 shares on April 1, 2020.

F4: The number of securities in Row 3 of Column 9 represents 5,756 options vested on April 1, 2020, 6,877 options vested on April 1, 2021, and 6,877 options scheduled to vest on April 1, 2022.