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DOLLAR GENERAL CORP — Director's Dealing 2021
Jun 14, 2021
10165_dirs_2021-06-14_464c07e7-1f9d-40d5-ae98-8a4226d8e37c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DOLLAR GENERAL CORP (DG)
CIK: 0000029534
Period of Report: 2021-06-10
Reporting Person: Wenkoff Carman R (EVP & Chief Information Ofc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-10 | Common Stock | M | 4288 | $76.89 | Acquired | 21271 | Direct |
| 2021-06-10 | Common Stock | S | 4288 | $207.0127 | Disposed | 16983 | Direct |
| 2021-06-11 | Common Stock | M | 5612 | $76.89 | Acquired | 22595 | Direct |
| 2021-06-11 | Common Stock | S | 5612.0 | $207.0978 | Disposed | 16983 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-10 | Employee Stock Option (Right to Buy) | $76.89 | M | 4288.0 | Disposed | 2027-08-29 | Common Stock (4288.0) | Direct |
| 2021-06-11 | Employee Stock Option (Right to Buy) | $76.89 | M | 5612 | Disposed | 2027-08-29 | Common Stock (5612) | Direct |
Footnotes
F1: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $207.00 to $207.03, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $207.00 to $207.26, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: Represents 434 options that vested on August 29, 2019, 10,795 options that vested on August 29, 2020 and 10,795 options that are scheduled to vest on August 29, 2021.
F4: The option vested as to 434 shares on August 29, 2019 and as to 5,178 shares on August 29, 2020.
F5: Represents 5,617 options that vested on August 29, 2020 and 10,795 options that are scheduled to vest on August 29, 2021.