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DIODES INC /DEL/ Director's Dealing 2021

Jun 16, 2021

31521_dirs_2021-06-15_e9ecea3c-9ad7-495f-9092-e08211f4c0cc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2021-06-11

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-11	Diodes Incorporated Common Stock	M	5000	$19.27	Acquired	399238	Direct
2021-06-11	Diodes Incorporated Common Stock	S	4200	$77.0005	Disposed	395038	Direct
2021-06-15	Diodes Incorporated Common Stock	M	5000	$19.27	Acquired	400038	Direct
2021-06-15	Diodes Incorporated Common Stock	S	4200	$78.0317	Disposed	395838	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-11	05/21/12 DIOD NQSO	$19.27	M	5000	Disposed	2022-05-21	Diodes Incorporated Common Stock - Diodes (5000)	Direct
2021-06-15	05/21/12 DIOD NQSO	$19.27	M	5000	Disposed	2022-05-21	Diodes Incorporated Common Stock - Diodes (5000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Diodes Incorporated Common Stock	46150	Indirect
Diodes Incorporated Common Stock	421671	Indirect
Diodes Incorporated Common Stock	55655	Indirect
Diodes Incorporated Common Stock	4700	Indirect
Diodes Incorporated Common Stock - Performance Stock Units	220519	Direct

Footnotes

F1: Exercised under a 10b5-1 plan.

F2: Sold under a 10b5-1 plan.