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DIODES INC /DEL/ — Director's Dealing 2016
May 31, 2016
31521_dirs_2016-05-31_79a68542-86d5-4f55-9801-4154c461eed1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2016-05-26
Reporting Person: Tang Francis (VP,Worldwide Discrete Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-26 | Diodes Incorporated Common Stock | A | 12000 | $0.00 | Acquired | 61863 | Direct |
| 2016-05-27 | Diodes Incorporated Common Stock | S | 7750 | $17.95 | Disposed | 54113 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Diodes Incorporated Common Stock | 800 | Indirect |
Footnotes
F1: Restricted stock units vest in four equal installments beginning 05/26/2017.
F2: Granted under Rule 16b-3 Plan.
F3: A portion of the vested restricted stock unit shares automatically sold to cover income tax for the 05/21/2012, 05/27/2014, and 05/26/2015 awards.
F4: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.