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DIODES INC /DEL/ Director's Dealing 2016

Jul 7, 2016

31521_dirs_2016-07-07_01346fe5-2baf-404a-8cfb-52b7f8be044f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIODES INC /DEL/ (DIOD)
CIK: 0000029002
Period of Report: 2016-07-05

Reporting Person: LU KEH SHEW (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-05 Diodes Incorporated Common Stock S 8443 $16.92 Disposed 1703541 Direct
2016-07-05 Diodes Incorporated Common Stock S 300 $17.5026 Disposed 1703241 Direct
2016-07-05 Diodes Incorporated Common Stock S 225 $17.494 Disposed 1703016 Direct
2016-07-05 Diodes Incorporated Common Stock S 1 $17.2525 Disposed 1703015 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Diodes Incorporated Common Stock 476783 Indirect
Diodes Incorporated Common Stock 46150 Indirect
Diodes Incorporated Common Stock 90400 Indirect

Footnotes

F1: Vested restricted stock unit shares automatically sold to cover income tax for the 6/6/2013 award.

F2: These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.