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DIEBOLD NIXDORF, Inc — Regulatory Filings 2024
May 31, 2024
31656_prs_2024-05-31_d38de0d5-00c7-485b-88b2-806000296677.zip
Regulatory Filings
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424B3 1 dbd-prospectussupplementno.htm 424B3 Document created using Wdesk Copyright 2024 Workiva Document
Filed pursuant to Rule 424(b)(3)
Registration No. 333-275461
PROSPECTUS SUPPLEMENT NO. 4
(To Prospectus dated March 22, 2024)
Diebold Nixdorf, Incorporated
This prospectus supplement no. 4 supplements the prospectus, dated March 22, 2024, relating to up to 19,511,852 shares of our common stock, $0.01 par value per share (the “Common Stock”), which may be offered for sale by the selling stockholders identified in “Selling Stockholders” in the prospectus. This prospectus supplement no. 4 is not complete without, and may not be delivered or utilized except in connection with, the prospectus, including any amendments or supplements thereto. If there is any inconsistency between the information in the prospectus and this prospectus supplement no. 4, you should rely on the information in this prospectus supplement no. 4.
Investing in the Common Stock involves risks. See “Risk Factors” beginning on page 3 of the prospectus.
This prospectus supplement no. 4 is filed for the purpose of including in the prospectus information contained in the attached Specialized Disclosure Report on Form SD, which was filed with the Securities and Exchange Commission on May 31, 2024.
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary is a criminal offense.
The date of this prospectus supplement no. 4 is May 31, 2024.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_____
FORM SD
Specialized Disclosure Report
_____
Diebold Nixdorf, Incorporated
(Exact name of registrant as specified in its charter)
| Delaware | 1-4879 | 34-0183970 |
|---|---|---|
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |
| 350 Orchard Avenue NE, North Canton, OH | 44720-2556 | |
| (Address of principal executive offices) | (Zip Code) | |
| Susan Malcolm, Vice President, Chief Ethics and Compliance Officer (330) 490-4000 |
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.
o Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ___.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
Diebold Nixdorf, Incorporated (including its consolidated subsidiaries, the “Company”) is filing this Form SD pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2023 to December 31, 2023.
The brief description of the Company’s reasonable country of origin inquiry (“RCOI”), the results of its RCOI, and the determination the Company reached as a result of its RCOI are included in its Conflict Minerals Report, attached as an exhibit to this Form SD.
A copy of the Company’s Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at https://www.dieboldnixdorf.com/en-us/about-us/esg. The content on, or accessible through, any website referred to in this Form SD is not incorporated by reference into this Form SD unless expressly noted.
Item 1.02 Exhibit
A copy of the Company’s Conflict Minerals Report as required by Item 1.01 is filed as Exhibit 1.01 hereto.
Section 2 - Resource Extraction Issuer Disclosure
Item 2.01 Resource Extraction Issuer Disclosure and Report
Not applicable.
Section 3 - Exhibits
Item 3.01 Exhibits
The following exhibit is filed as part of this report:
| Exhibit | |
|---|---|
| Number | Description |
| 1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| /s/ Elizabeth C. Radigan | |
|---|---|
| Name: | Elizabeth C. Radigan |
| Title: | Executive Vice President, Chief Legal Officer and Secretary |
CONFLICT MINERALS REPORT
Diebold Nixdorf, Incorporated
For the Year Ended December 31, 2023
Introduction
This Conflict Minerals Report (the “ Report ”) of Diebold Nixdorf, Incorporated, including its consolidated subsidiaries (“ we ,” “ our, ” “ Diebold Nixdorf ,” or the “ Company ”) is filed as an exhibit to Form SD as required by Rule 13p-1 (the “ Rule ”) under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2023 through December 31, 2023 (the “ Reporting Period ”). 1
Based on existing guidance from the SEC, this Report has not been audited, nor is an independent private sector audit required for this Report.
Company Overview
Diebold Nixdorf, Incorporated automates, digitizes and transforms the way people bank and shop. As a partner to the majority of the world’s top 100 financial institutions and top 25 global retailers, our integrated solutions connect digital and physical channels conveniently, securely and efficiently for millions of consumers each day. Diebold Nixdorf has a presence in more than 100 countries with approximately 21,000 employees worldwide.
1 Forward-looking statements contained in this Report are made based on known events and circumstances at the time of release, and as such, are subject in the future to unforeseen uncertainties and risks. Statements in this Report that express a belief, expectation or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to Diebold Nixdorf’s compliance efforts and expected actions identified in this Report. These forward-looking statements are subject to various risks, uncertainties, and assumptions, including, among other matters, our customers’ requirements to use certain suppliers, our suppliers’ responsiveness and cooperation with our due diligence efforts, our ability to implement improvements in our conflict minerals program, and our ability to identify and mitigate related risks in our supply chain. If one or more of these or other risks materialize, actual results may vary materially from those expressed. For a more complete discussion of these and other risk factors, see Diebold Nixdorf’s other filings with the Securities and Exchange Commission (“SEC”), including its Annual Report on Form 10-K for the year ended December 31, 2023 and subsequent Quarterly Reports on Form 10-Q. Diebold Nixdorf makes these statements as of the date of this disclosure and undertakes no obligation to update them unless otherwise required by law.
Reasonable Country of Origin Inquiry
Diebold Nixdorf identified the potential use of certain necessary minerals ( i.e. , gold, columbite-tantalite (coltan), cassiterite, wolframite, and their derivatives, which are limited to tantalum, tin, and tungsten) (“ Conflict Minerals ”) in the production of Diebold Nixdorf manufactured or contracted to manufacture products . Therefore, for the Reporting Period, a good faith, reasonable country of origin inquiry (“ RCOI ”) was undertaken to determine if any of the necessary Conflict Minerals contained in our products originated in the Democratic Republic of the Congo or an adjoining country (“ Covered Country ”) or came from recycled or scrap sources.
Our process for the Reporting Period was as follows:
We identified relevant global suppliers to survey if they matched the following criteria: (a) a spend value of $100,000 or more in calendar year 2023 and (b) provided parts and materials directly to Diebold Nixdorf that were used for the manufacturing of, or contracting to manufacture, our products (“ Direct Suppliers ”). After identifying the relevant suppliers, we provided each of them with an email in which we reiterated Diebold Nixdorf’s dedication to supply chain transparency, provided our Supplier Code of Conduct, and instructed the Direct Suppliers to complete the most current version Conflict Minerals Reporting Template (“ CMRT ”) developed by the former Conflict-Free Sourcing Initiative, now Responsible Mineral Initiative (“ RMI ”). We reviewed the responses for completeness, accuracy, and consistency. When we determined that our Direct Suppliers’ responses contained information that we believed to be incomplete, inaccurate, or contained potentially inconsistent responses, we followed up with those Direct Suppliers by e-mail or phone to seek additional information or clarification about those responses.
Applying these criteria, we identified 178 Direct Suppliers, which constituted approximately 98% of our global direct manufacturing spend in 2023. We have maintained this level of visibility year-over-year. As of the time of this Report, we received responses from 171 of 178 of our Direct Suppliers. Each year, Diebold Nixdorf has taken steps to increase its supplier’s response rates.
Based on both the CMRT responses and Diebold Nixdorf’s RCOI response validation and data collection, we conclude that there is a possibility that certain of the Conflict Minerals in our manufactured or contracted to manufacture products for the Reporting Period may have originated in a Covered Country and are not from recycled or scrap sources. Accordingly, we performed due diligence in an effort to determine the source and chain of custody of these necessary Conflict Minerals.
Due Diligence
Design of Due Diligence
Diebold Nixdorf’s due diligence process was designed to conform, in all material respects, with the framework in the Organisation for Economic Co-operation and Development (“ OECD ”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, 2016, and the related Supplements for tin, tantalum, and tungsten and for gold (“ OECD Guidance ”), as it relates to Diebold Nixdorf’s position in the supply chain as a “downstream” purchaser.
Due Diligence Measures Performed
The following is a description of the due diligence measures we performed for the Reporting Period in accordance with the OECD Guidance.
OECD Step 1 : Establish and Maintain Strong Company Management Systems
Diebold Nixdorf maintains a Sustainability Committee (the “ Committee ”) which amongst its other objectives sets and manages our objectives and processes regarding Conflict Minerals. A program manager is responsible for executing on the Committee’s objectives.
Diebold Nixdorf’s Conflict Minerals Policy (the “ Policy ”) sets forth our internal compliance requirements regarding Conflict Minerals. The Policy, which is reviewed annually, is publicly available on our company website at: https://www.dieboldnixdorf.com/-/media/diebold/files/about-us/corporate-responsibility/conflict-minerals-policy.pdf . The content of any website referred to in this Report is not incorporated by reference in this Report. Pursuant to the Policy, we record and retain all information and findings from the RCOI and due diligence process for five years in a centralized electronic Company system.
All Direct Suppliers are required to support a sustainable and transparent supply chain and conduct due diligence on their own supply chains, among other things. In addition, all Direct Suppliers are required to comply with the Supplier Code of Conduct, which is available on our company website at: https://investors.dieboldnixdorf.com/governance/policies-and-charters/default.aspx . Our template Supplier Contract requires Direct Suppliers to adhere to our Supplier Code of Conduct and we also ask each Direct Supplier to agree to this as part of our onboarding process. Suppliers, any other third party and employees are encouraged to utilize our grievance mechanisms to report concerns or violations of Diebold Nixdorf’s Code of Business Ethics, Supplier Code of Conduct, or other internal policies, including our Conflict Minerals Policy. Suppliers and employees may contact Diebold Nixdorf’s sourcing managers, our ethics and compliance team, or the Diebold Nixdorf Ethicspoint hotline, which is available at
https://secure.ethicspoint.com/domain/media/en/gui/2013/index.html to make such reports.
OECD Step 2 : Identify and Assess Risks in the Supply Chain
After we received CMRT or other responses from our Direct Suppliers, we utilized internal automated and manual systems (“the System ”) to organize, sort, and analyze all CMRT data provided by Direct Suppliers.
When incomplete or non-responsive information was received, we sent follow up e-mail reminders to the Direct Supplier. If we did not receive sufficient information after e-mail reminders, the Direct Supplier was escalated to its Diebold Nixdorf sourcing manager, who was responsible for communicating directly with the Direct Supplier to resolve outstanding issues. Completed CMRTs and other responses were then loaded into our System.
OECD Step 3 : Design and Implement a Strategy to Respond to Identified Risks
We reviewed Direct Supplier responses for smelter and refiner information and compared that information to the list of smelters and refiners that have received a “conformant” designation from the RMI’s Responsible Minerals Assurance Process (“ RMAP ”), which was formerly referred to as the Conflict-Free Smelter Program or CFSP. We reported the status of the survey and due diligence results to our Chief Ethics & Compliance Officer.
OECD Step 4 : Carry out Independent Third-Party Audit of Smelter’s/Refiner’s Due Diligence Practices
We do not have direct relationships or communications with smelters or refiners of Conflict Minerals and thus we do not carry out audits of these facilities. Instead, we urge our Direct Suppliers to gather information from their suppliers and the rest of their supply chain in order to accurately complete the CMRT.
OECD Step 5 : Report Annually on Supply Chain Due Diligence
We report on our conflict minerals due diligence annually by making our Form SD and this Report publicly available on our website at https://www.dieboldnixdorf.com/en-us/about-us/esg/. Also, our Form SD (including this Report) is filed with the SEC.
Results of Review
Facilities Used to Process the Necessary Conflict Minerals
Our Direct Suppliers identified a total of 648 purported smelters and refiners in their CMRT responses. We analyzed and compared the smelters and refiners identified by
our Direct Suppliers to RMAP smelter and refiner information. Based on our analysis, as of May 17, 2024, we determined that 239 were designated conformant and active by the RMAP.
Most of our Direct Suppliers provided their responses at a company level and, although some of the Direct Suppliers provided product-level responses, we were unable to determine whether a particular smelter or refiner named in the responses processed the necessary Conflict Minerals in our products.
The facilities identified by our Direct Suppliers that may have processed the Conflict Minerals contained in our products include, but may not be limited to, the RMAP conformant smelters and refiners listed in Table 1 .
Country of Origin of Our Necessary Conflict Minerals
Using the RMI RCOI Data Document (content from RMI http://www.responsiblemineralsinitiative.org/conformant-smelter-refiner-lists/ as of May 17, 2024), we were able to gather information about countries of origin associated with the RMAP conformant smelters and refiners named by our Direct Suppliers, but we are not able to determine the country of origin of the specific Conflict Minerals contained in the products we purchased from our Direct Suppliers. According to the information available to us from the RMI, the list of countries of origin associated with the RMAP conformant smelters and refiners listed on Table 1 is attached hereto as Table 2 .
Efforts to Determine the Mine or Location of Origin
We have determined that the most reasonable effort we can make to determine the mines or locations of origin of our Conflict Minerals with the greatest possible specificity is to seek information from our Direct Suppliers about the smelters and refiners and the countries of origin of the Conflict Minerals in the products we purchase from them and urge that our Direct Suppliers do the same with their direct suppliers. We must rely on our Direct Suppliers and indirect suppliers to provide information about the mine or location of origin of the necessary Conflict Minerals in our products.
Future Steps to Mitigate Risk
In 2024, we expect to continue the due diligence measures described in this report and improve our efforts to obtain better visibility into our supply chain through the use of CMRT surveys and analysis of Direct Supplier smelter/refiner and country of origin information. We will continue to urge our Direct Suppliers to investigate their supply chains to clarify and eliminate all undetermined or unknown responses. Internally, we expect to continue making improvements and investment into our toolbox for data intake and analysis to increase response rates from our suppliers, historically exceeding 90%. And finally, we expect to process outstanding responses from Direct Suppliers we received after the cut-off date relating to this Reporting Period as part of our ongoing Conflict Minerals program.
TABLE 1
| Metal | Smelter Name | Smelter Country |
|---|---|---|
| Gold | L'Orfebre S.A. | ANDORRA |
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL |
| Gold | Coimpa Industrial LTDA | BRAZIL |
| Gold | Asahi Refining Canada Ltd. | CANADA |
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA |
| Gold | Royal Canadian Mint | CANADA |
| Gold | Planta Recuperadora de Metales SpA | CHILE |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA |
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA |
| Gold | Jiangxi Copper Co., Ltd. | CHINA |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA |
| Gold | Shandong Gold Smelting Co., Ltd. | CHINA |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA |
| Gold | Gold by Gold Colombia | COLOMBIA |
| Gold | SAFINA A.S. | CZECH REPUBLIC |
| Gold | WEEEREFINING | FRANCE |
| Gold | Agosi AG | GERMANY |
| Gold | Aurubis AG | GERMANY |
| Gold | C. Hafner GmbH + Co. KG | Germany |
| Gold | Heimerle + Meule GmbH | GERMANY |
| Gold | Heraeus Germany GmbH Co. KG | GERMANY |
| Gold | WIELAND Edelmetalle GmbH | GERMANY |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | Chimet S.p.A. | ITALY |
| Gold | Italpreziosi | ITALY |
| Gold | T.C.A S.p.A | ITALY |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN |
| Gold | Asahi Pretec Corp. | JAPAN |
| Gold | Asaka Riken Co., Ltd. | JAPAN |
| Gold | Chugai Mining | JAPAN |
| Gold | Dowa | JAPAN |
|---|---|---|
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN |
| Gold | Japan Mint | JAPAN |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN |
| Gold | Mitsubishi Materials Corporation | JAPAN |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Gold | Nihon Material Co., Ltd. | JAPAN |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN |
| Gold | Yamakin Co., Ltd. | JAPAN |
| Gold | Yokohama Metal Co., Ltd. | JAPAN |
| Gold | Kazzinc | KAZAKHSTAN |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | LS MnM Inc. | KOREA, REPUBLIC OF |
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold | Torecom | KOREA, REPUBLIC OF |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO |
| Gold | REMONDIS PMR B.V. | NETHERLANDS |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES |
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE |
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN |
|---|---|---|
| Gold | Boliden Ronnskar | SWEDEN |
| Gold | Argor-Heraeus S.A. | SWITZERLAND |
| Gold | Metalor Technologies S.A. | SWITZERLAND |
| Gold | MKS PAMP SA | SWITZERLAND |
| Gold | PX Precinox S.A. | SWITZERLAND |
| Gold | Valcambi S.A. | SWITZERLAND |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN |
| Gold | Istanbul Gold Refinery | TURKEY |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA |
| Gold | Materion | UNITED STATES OF AMERICA |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Tantalum | AMG Brasil | BRAZIL |
| Tantalum | Mineracao Taboca S.A. | BRAZIL |
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA |
| Tantalum | CMT Rare Metal Advanced Materials (Hunan) Co., Ltd. | CHINA |
| Tantalum | F&X Electro-Materials Ltd. | CHINA |
| Tantalum | FIR Metals & Resource Ltd. | CHINA |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA |
| Tantalum | RFH Metals & Chemicals Co., Ltd. | CHINA |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CHINA |
| Tantalum | Smelter not listed | CHINA |
|---|---|---|
| Tantalum | V&D New Materials (Jiangsu) Co., Ltd. | CHINA |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CHINA |
| Tantalum | XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD. | CHINA |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA |
| Tantalum | NPM Silmet AS | ESTONIA |
| Tantalum | Smelter not listed | GERMANY |
| Tantalum | TANIOBIS GmbH | GERMANY |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA |
| Tantalum | Global Advanced Metals Aizu | JAPAN |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN |
| Tantalum | TANIOBIS Japan Co., Ltd. | JAPAN |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN |
| Tantalum | KEMET de Mexico | MEXICO |
| Tantalum | PowerX Ltd. | RWANDA |
| Tantalum | TANIOBIS Co., Ltd. | THAILAND |
| Tantalum | Smelter not listed | UNITED KINGDOM |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA |
| Tantalum | Materion Newton Inc. | UNITED STATES OF AMERICA |
| Tantalum | QuantumClean | UNITED STATES OF AMERICA |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA |
| Tin | Aurubis Beerse | BELGIUM |
| Tin | EM Vinto | BOLIVIA |
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL |
| Tin | Estanho de Rondonia S.A. | BRAZIL |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | BRAZIL |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL |
| Tin | Mineracao Taboca S.A. | BRAZIL |
| Tin | Resind Industria e Comercio Ltda. | BRAZIL |
| Tin | Smelter not listed | BRAZIL |
|---|---|---|
| Tin | Super Ligas | BRAZIL |
| Tin | TRATHO Metal Quimica | BRAZIL |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA |
| Tin | China Tin Group Co., Ltd. | CHINA |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA |
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CHINA |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA |
| Tin | Mining Minerals Resources SARL | CONGO, DEMOCRATIC REPUBLIC OF THE |
| Tin | Smelter not listed | GERMANY |
| Tin | CV Ayi Jaya | INDONESIA |
| Tin | CV Venus Inti Perkasa | INDONESIA |
| Tin | PT Aries Kencana Sejahtera | INDONESIA |
| Tin | PT Artha Cipta Langgeng | INDONESIA |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA |
| Tin | PT Babel Inti Perkasa | INDONESIA |
| Tin | PT Babel Surya Alam Lestari | INDONESIA |
| Tin | PT Bangka Prima Tin | INDONESIA |
| Tin | PT Belitung Industri Sejahtera | INDONESIA |
| Tin | PT Bukit Timah | INDONESIA |
| Tin | PT Cipta Persada Mulia | INDONESIA |
| Tin | PT Menara Cipta Mulia | INDONESIA |
| Tin | PT Mitra Stania Prima | INDONESIA |
| Tin | PT Mitra Sukses Globalindo | INDONESIA |
| Tin | PT Premium Tin Indonesia | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA |
| Tin | PT Putera Sarana Shakti (PT PSS) | INDONESIA |
| Tin | PT Rajawali Rimba Perkasa | INDONESIA |
| Tin | PT Rajehan Ariq | INDONESIA |
| Tin | PT Refined Bangka Tin | INDONESIA |
| Tin | PT Sariwiguna Binasentosa | INDONESIA |
| Tin | PT Stanindo Inti Perkasa | INDONESIA |
| Tin | PT Sukses Inti Makmur (SIM) | INDONESIA |
| Tin | PT Timah Tbk Kundur | INDONESIA |
|---|---|---|
| Tin | PT Timah Tbk Mentok | INDONESIA |
| Tin | PT Tinindo Inter Nusa | INDONESIA |
| Tin | PT Tommy Utama | INDONESIA |
| Tin | Dowa | JAPAN |
| Tin | Mitsubishi Materials Corporation | JAPAN |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA |
| Tin | Rian Resources SDN. BHD. | MALAYSIA |
| Tin | DS Myanmar | MYANMAR |
| Tin | Minsur | PERU |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES |
| Tin | Fenix Metals | POLAND |
| Tin | Luna Smelter, Ltd. | RWANDA |
| Tin | Aurubis Berango | SPAIN |
| Tin | CRM Synergies | SPAIN |
| Tin | Rui Da Hung | TAIWAN |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND |
| Tin | Thaisarco | THAILAND |
| Tin | Woodcross Smelting Company Limited | UGANDA |
| Tin | Alpha | UNITED STATES OF AMERICA |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA |
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA |
| Tungsten | Cronimet Brasil Ltda | BRAZIL |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CHINA |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CHINA |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CHINA |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA |
|---|---|---|
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CHINA |
| Tungsten | Smelter not listed | CHINA |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY |
| Tungsten | Plansee Composite Materials GmbH | GERMANY |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | GERMANY |
| Tungsten | A.L.M.T. Corp. | JAPAN |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN |
| Tungsten | Lianyou Resources Co., Ltd. | TAIWAN |
| Tungsten | Smelter not listed | UNITED KINGDOM |
| Tungsten | Global Tungsten & Powders LLC | UNITED STATES OF AMERICA |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM |
| Tungsten | Masan High-Tech Materials | VIET NAM |
| Tungsten | Tungsten Vietnam Joint Stock Company | VIET NAM |
TABLE 2
| Country | |
|---|---|
| ANDORRA | POLAND |
| AUSTRALIA | SINGAPORE |
| AUSTRIA | SOUTH AFRICA |
| BELGIUM | SPAIN |
| BRAZIL | SWEDEN |
| CANADA | SWITZERLAND |
| CHILE | TAIWAN |
| CHINA | TURKEY |
| COLOMBIA | UNITED STATES OF AMERICA |
| CZECH REPUBLIC | UZBEKISTAN |
| FRANCE | ESTONIA |
| GERMANY | RWANDA |
| INDIA | THAILAND |
| INDONESIA | UNITED KINGDOM |
| ITALY | BOLIVIA |
| JAPAN | CONGO, DEMOCRATIC REPUBLIC OF THE |
| KAZAKHSTAN | MALAYSIA |
| KOREA, REPUBLIC OF | MYANMAR |
| MEXICO | PERU |
| NETHERLANDS | UGANDA |
| PHILIPPINES | VIET NAM |