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DIEBOLD NIXDORF, Inc — Director's Dealing 2021
Feb 3, 2021
31656_dirs_2021-02-03_3750aa5d-ebef-46cf-9f2b-9b7cfc57c01e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2021-01-30
Reporting Person: Leiken Jonathan (SVP, CLO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-30 | Common Shares | F | 4195 | $13.66 | Disposed | 129161 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $32.33 | 2025-02-05 | Common Shares (21397.0) | 21397 | Direct |
| Non-Qualified Stock Option | $27.39 | 2026-02-03 | Common Shares (24581.0) | 24581 | Direct |
| Non-Qualified Stock Options | $26.6 | 2027-02-08 | Common Shares (46875.0) | 46875 | Direct |
| Non-Qualified Stock Option | $18.75 | 2028-02-01 | Common Shares (24517.0) | 24517 | Direct |
| Non-Qualified Stock Option | $4.08 | 2029-01-29 | Common Shares (43715.0) | 43715 | Direct |
| Non-Qualified Stock Option | $11.96 | 2030-01-30 | Common Shares (12048.0) | 12048 | Direct |
Footnotes
F1: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award
F2: Number includes restricted stock units.
F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F4: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.