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DIEBOLD NIXDORF, Inc — Director's Dealing 2016
Nov 8, 2016
31656_dirs_2016-11-08_a71038af-01e8-4675-872f-a166a409ceb4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2016-11-04
Reporting Person: Chapman Christopher A. (SVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-04 | Common Shares | F | 657 | $21.20 | Disposed | 30557 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 289 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (1250.0) | 1250 | Direct |
| Non-Qualified Stock Option | $24.79 | 2019-02-10 | Common Stock (1250.0) | 1250 | Direct |
| Non-Qualified Stock Option | $27.88 | 2020-02-10 | Common Stock (2500.0) | 2500 | Direct |
| Non-Qualified Stock Option | $32.67 | 2021-02-09 | Common Stock (7000.0) | 7000 | Direct |
| Non-Qualified Stock Option | $34.89 | 2022-02-07 | Common Stock (9500.0) | 9500 | Direct |
| Non-Qualified Stock Option | $29.87 | 2023-02-05 | Common Stock (7540.0) | 7540 | Direct |
| Non-Qualified Stock Option | $34.13 | 2024-02-15 | Common Stock (10166.0) | 10166 | Direct |
| Non-Qualified Stock Option | $32.33 | 2025-02-05 | Common Shares (37445.0) | 37445 | Direct |
| Non-Qualified Stock Option | $27.39 | 2026-02-03 | Common Shares (55866.0) | 55866 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award
F3: Number includes restricted stock units.
F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.
F5: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.