Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

DIEBOLD NIXDORF, Inc Director's Dealing 2016

Nov 8, 2016

31656_dirs_2016-11-08_a71038af-01e8-4675-872f-a166a409ceb4.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2016-11-04

Reporting Person: Chapman Christopher A. (SVP, Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-04 Common Shares F 657 $21.20 Disposed 30557 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 289 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $47.27 2017-02-13 Common Stock (1250.0) 1250 Direct
Non-Qualified Stock Option $24.79 2019-02-10 Common Stock (1250.0) 1250 Direct
Non-Qualified Stock Option $27.88 2020-02-10 Common Stock (2500.0) 2500 Direct
Non-Qualified Stock Option $32.67 2021-02-09 Common Stock (7000.0) 7000 Direct
Non-Qualified Stock Option $34.89 2022-02-07 Common Stock (9500.0) 9500 Direct
Non-Qualified Stock Option $29.87 2023-02-05 Common Stock (7540.0) 7540 Direct
Non-Qualified Stock Option $34.13 2024-02-15 Common Stock (10166.0) 10166 Direct
Non-Qualified Stock Option $32.33 2025-02-05 Common Shares (37445.0) 37445 Direct
Non-Qualified Stock Option $27.39 2026-02-03 Common Shares (55866.0) 55866 Direct

Footnotes

F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.

F2: Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Share Award

F3: Number includes restricted stock units.

F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.

F5: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.