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DICK'S SPORTING GOODS, INC. — Director's Dealing 2021
Dec 30, 2021
30298_dirs_2021-12-30_2c0e7411-164b-4470-9a5e-3182f871d907.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICK'S SPORTING GOODS, INC. (DKS)
CIK: 0001089063
Period of Report: 2021-12-29
Reporting Person: Gupta Navdeep (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-29 | Common Stock, par value $0.01 per share | M | 12243 | $28.90 | Acquired | 101851 | Direct |
| 2021-12-29 | Common Stock, par value $0.01 per share | M | 7878 | $33.81 | Acquired | 109729 | Direct |
| 2021-12-29 | Common Stock, par value $0.01 per share | M | 7102 | $38.27 | Acquired | 116831 | Direct |
| 2021-12-29 | Common Stock, par value $0.01 per share | M | 16210 | $16.81 | Acquired | 133041 | Direct |
| 2021-12-29 | Common Stock, par value $0.01 per share | S | 18947 | $107.1501 | Disposed | 114094 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-29 | Stock Option (Right to Buy) | $28.9 | M | 12243 | Disposed | 2024-12-03 | Common Stock, par value $0.01 per share (12243.0) | Direct |
| 2021-12-29 | Stock Option (Right to Buy) | $33.81 | M | 7878 | Disposed | 2025-04-03 | Common Stock, par value $0.01 per share (7878.0) | Direct |
| 2021-12-29 | Stock Option (Right to Buy) | $38.27 | M | 7102 | Disposed | 2026-04-03 | Common Stock, par value $0.01 per share (7102.0) | Direct |
| 2021-12-29 | Stock Option (Right to Buy) | $16.81 | M | 16210 | Disposed | 2027-03-22 | Common Stock, par value $0.01 per share (16210.0) | Direct |
Footnotes
F1: This disposition took place in connection with a sell-to-cover exercise. The reporting person sold shares to cover the option exercise price, fees, and taxes, and is retaining the remaining shares.
F2: Represents the weighted average price of multiple transactions ranging from $107.08 to $107.60. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
F3: The stock option award representing the right to purchase 12,243 shares of common stock vested in four equal annual installments beginning on December 3, 2018.
F4: The stock option award representing the right to purchase 10,505 shares of common stock vests in four equal installments beginning on April 3, 2019.
F5: The stock option award representing the right to purchase 14,205 shares of common stock vests in four equal installments beginning on April 3, 2020.
F6: The stock option award representing the right to purchase 64,841 shares of common stock vests in four equal installments beginning on March 22, 2021.