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DICK'S SPORTING GOODS, INC. — Director's Dealing 2017
Mar 20, 2017
30298_dirs_2017-03-20_0942e5a8-3298-4f3d-b5be-724be9ec817b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2017-03-16
Reporting Person: STACK EDWARD W (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-16 | Common Stock, par value $0.01 per share | M | 35900 | $26.03 | Acquired | 3748095 | Direct |
| 2017-03-16 | Common Stock, par value $0.01 per share | M | 65756 | $28.23 | Acquired | 3813851 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-16 | Employee Stock Option (right to buy) | $26.03 | M | 35900 | Disposed | 2017-03-16 | Common Stock, par value $0.01 per share (35900) | Direct |
| 2017-03-16 | Employee Stock Option (right to buy) | $28.23 | M | 65756 | Disposed | 2017-03-21 | Common Stock, par value $0.01 per share (65756) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1439311 | Indirect |
| Common Stock, par value $0.01 per share | 2058748 | Indirect |
| Common Stock, par value $0.01 per share | 3333333 | Indirect |
| Common Stock, par value $0.01 per share | 3333333 | Indirect |
| Common Stock, par value $0.01 per share | 3333334 | Indirect |
Footnotes
F1: Amount includes 2,568,999 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F2: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IV.
F3: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
F4: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI.
F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
F7: Stock option vested 25% per year on the first, second, third and fourth anniversaries of the grant date.