Diageo PLC — Director's Dealing 2021

Feb 1, 2021

6-K 1 januarybatch.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2021 Issuer Direct Corporation januarybatch

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

For the month of January 2021

Commission File Number: 001-10691

DIAGEO plc

( Translation of registrant’s name into English )

Lakeside Drive, Park Royal, London NW10 7HQ

( Address of principal executive offices )

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

List identifying information required to be furnished

by Diageo plc pursuant to Rule 13a-16 or 15d-16 of

The Securities Exchange Act 1934

1 – 31 January 2021

| Information Public
Announcements/Press | Required by/when The
Stock Exchange, London |
| --- | --- |
| Announcement Total Voting Rights 04
January 2021 | Announcement Block listing Interim Review 04
January 2021 |
| Announcement Director/PDMR Shareholding 11
January 2021 | Announcement Director/PDMR Shareholding 11
January 2021 |
| Announcement Designation of EU Home Member State 12
January 2021 | |

Diageo PLC – Total Voting Rights

Dated 04 January 2021

Diageo plc

LEI: 213800ZVIELEA55JMJ32

Total Voting Rights and Capital

In conformity with Paragraph 5.6.1R of the Disclosure Guidelines and Transparency Rules and Article 15 of the Transparency Directive, Diageo plc (the "Company") would like to notify the market of the following:

The Company's issued capital as at 31 December 2020 consisted of 2,561,991,204 Ordinary Shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 222,540,637 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.

Therefore, the total number of voting rights in the Company was 2,339,450,567 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.

James Edmunds

Deputy Company Secretary

4 January 2021

Diageo PLC – Block listing Interim Review

Dated 04 January 2021

Diageo plc

LEI: 213800ZVIELEA55JMJ32

BLOCK LISTING SIX MONTHLY RETURN

Date: 4 January 2021

| Name
of applicant : — Name of
scheme: | | Diageo
plc — Diageo
Associated Companies Share Option Plan (otherwise known as the
Diageo Associated Companies Share Plan) | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 July
2020 | To: | 31
December 2020 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 163,421 | | |
| Plus: The
amount by which the block scheme(s) has been increased since the
date of the last return (if any increase has been applied
for): | | 0 | | |
| Less: Number
of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 2,400 | | |
| Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: | | 161,021 | | |
| Name of
contact: | | Hina
Patel, Senior Assistant Company Secretary | | |
| Telephone
number of contact: | | +44
(0)20 8978 6000 | | |

| Name
of applicant : — Name of
scheme: | | Diageo
plc — Diageo
plc Associated Companies Share Incentive Plan | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 July
2020 | To: | 31
December 2020 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 249,677 | | |
| Plus: The
amount by which the block scheme(s) has been increased since the
date of the last return (if any increase has been applied
for): | | 0 | | |
| Less: Number
of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 376 | | |
| Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: | | 249,301 | | |
| Name of
contact: | | Hina
Patel, Senior Assistant Company Secretary | | |
| Telephone
number of contact: | | +44
(0)20 8978 6000 | | |

| Name
of applicant : — Name of
scheme: | | Diageo
plc — Diageo
2014 Long Term Incentive Plan | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 July
2020 | To: | 31
December 2020 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 46,388 | | |
| Plus: The
amount by which the block scheme(s) has been increased since the
date of the last return (if any increase has been applied
for): | | 0 | | |
| Less: Number
of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 0 | | |
| Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: | | 46,388 | | |
| Name of
contact: | | Hina
Patel, Senior Assistant Company Secretary | | |
| Telephone
number of contact: | | +44
(0)20 8978 6000 | | |

Diageo PLC – Director/PDMR Shareholding

Dated 11 January 2021

Diageo plc

LEI: 213800ZVIELEA55JMJ32

Director/PDMR Shareholding

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Javier
Ferrán | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Chairman | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Share
purchase under arrangement with the Company | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 277 | £29.84 |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2021-01-11 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

Diageo PLC – Director/PDMR Shareholding

Dated 11 January 2021

Diageo plc

LEI: 213800ZVIELEA55JMJ32

Director/PDMR Shareholding

On 11 January 2021, the following transactions took place in relation to the Diageo 2001 Share Incentive Plan:

1. purchase of partnership shares using deductions from salary; and

2. award of one matching share for every two partnership shares purchased.

The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.

James Edmunds

Deputy Company Secretary

11 January 2021

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Kathryn
Mikells | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Chief
Financial Officer | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | 1.
Purchase of partnership shares under the Diageo 2001 Share
Incentive Plan 2.
Award of matching shares under the Diageo 2001 Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £29.85 | 5
partnership shares |
| | | Nil | 2
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2021-01-11 | |
| f) | Place
of transaction | 1.
London Stock Exchange (XLON) 2.
Outside a trading venue | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Ewan
Andrew | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Member
of the Executive Committee | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | 1.
Purchase of partnership shares under the Diageo 2001 Share
Incentive Plan 2.
Award of matching shares under the Diageo 2001 Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £29.85 | 4
partnership shares |
| | | Nil | 2
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2021-01-11 | |
| f) | Place
of transaction | 1.
London Stock Exchange (XLON) 2.
Outside a trading venue | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Daniel
Mobley | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Member
of the Executive Committee | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | 1.
Purchase of partnership shares under the Diageo 2001 Share
Incentive Plan 2.
Award of matching shares under the Diageo 2001 Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £29.85 | 5
partnership shares |
| | | Nil | 3
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2021-01-11 | |
| f) | Place
of transaction | 1.
London Stock Exchange (XLON) 2.
Outside a trading venue | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Siobhán
Moriarty | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Member
of the Executive Committee | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | 1.
Purchase of partnership shares under the Diageo 2001 Share
Incentive Plan 2.
Award of matching shares under the Diageo 2001 Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £29.85 | 4
partnership shares |
| | | Nil | 2
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2021-01-11 | |
| f) | Place
of transaction | 1.
London Stock Exchange (XLON) 2.
Outside a trading venue | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Mairéad
Nayager | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Member
of the Executive Committee | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | 1.
Purchase of partnership shares under the Diageo 2001 Share
Incentive Plan 2.
Award of matching shares under the Diageo 2001 Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £29.85 | 5
partnership shares |
| | | Nil | 3
matching shares |
| e) | Date of
transaction | 2021-01-11 | |
| f) | Place
of transaction | 1.
London Stock Exchange (XLON) 2.
Outside a trading venue | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Dayalan
Nayager | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Person
closely associated with Mairéad Nayager | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | 1.
Purchase of partnership shares under the Diageo 2001 Share
Incentive Plan 2.
Award of matching shares under the Diageo 2001 Share Incentive
Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £29.85 | 5
partnership shares |
| | | Nil | 3
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2021-01-11 | |
| f) | Place
of transaction | 1.
London Stock Exchange (XLON) 2.
Outside a trading venue | |

Diageo PLC – Designation of EU Home Member State

Dated 12 January 2021

Diageo plc

LEI: 213800ZVIELEA55JMJ32

Designation of EU Home Member State for regulatory purposes

Following the exit of the United Kingdom from the European Union and the subsequent end of the Brexit transition period on 31 December 2020, Diageo plc ("Diageo") announces that its EU Home Member State for purposes of the EU Transparency Directive (Directive 2004/109/EC, as amended) will be Ireland.

Diageo will therefore begin filing certain regulatory information with the Central Bank of Ireland in accordance with applicable EU and Irish law. Major shareholders will also be required to report substantial holdings in Diageo to the Central Bank of Ireland in accordance with applicable Irish law, in addition to continuing to comply with their disclosure obligations under the UK Disclosure Guidance and Transparency Rules. Diageo's status as a UK PLC and the location of its headquarters in the United Kingdom remain unchanged.

James Edmunds

Deputy Company Secretary

12 January 2021

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)
Date: 01 February
2021
By:___/s/
James Edmunds
James Edmunds
Deputy Company Secretary

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