Diageo PLC — Director's Dealing 2020

Aug 3, 2020

6-K 1 batch-july2020.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2020 Issuer Direct Corporation batch-july2020

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

For the month of July 2020

Commission File Number: 001-10691

DIAGEO plc

( Translation of registrant’s name into English )

Lakeside Drive, Park Royal, London NW10 7HQ

( Address of principal executive offices )

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

List identifying information required to be furnished

by Diageo plc pursuant to Rule 13a-16 or 15d-16 of

The Securities Exchange Act 1934

(1 – 31 July 2020)

| Information Public
Announcements/Press | Required by/when The
Stock Exchange, London |
| --- | --- |
| Announcement Total Voting Rights 01 July
2020 | Announcement Block listing Interim Review 01 July
2020 |
| Announcement Director/PDMR Shareholding 10 July
2020 | Announcement Director/PDMR Shareholding 10 July
2020 |
| Announcement Director/PDMR Shareholding 14 July
2020 | |

Diageo PLC – Total Voting Rights

Dated 01 July 2020

Diageo plc

LEI: 213800ZVIELEA55JMJ32

Total Voting Rights and Capital

In conformity with Paragraph 5.6.1R of the Disclosure Guidelines and Transparency Rules and Article 15 of the Transparency Directive, Diageo plc (the "Company") would like to notify the market of the following:

The Company's issued capital as at 30 June 2020 consisted of 2,561,988,428 Ordinary Shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 224,586,056 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.

Therefore, the total number of voting rights in the Company was 2,337,402,372 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.

James Edmunds

Deputy Company Secretary

1 July 2020

Diageo PLC – Block listing Interim Review

Dated 01 July 2020

Diageo plc

LEI: 213800ZVIELEA55JMJ32

BLOCK LISTING SIX MONTHLY RETURN

Date: 1 July 2020

| Name
of applicant : — Name of
scheme: | | Diageo
plc — Diageo
Associated Companies Share Option Plan (otherwise known as the
Diageo Associated Companies Share Plan) | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1
January 2020 | To: | 30 June
2020 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 163,421 | | |
| Plus: The
amount by which the block scheme(s) has been increased since the
date of the last return (if any increase has been applied
for): | | 0 | | |
| Less: Number
of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 0 | | |
| Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: | | 163,421 | | |
| Name of
contact: | | Hina
Patel, Senior Assistant Company Secretary | | |
| Telephone
number of contact: | | +44
(0)20 8978 6000 | | |

| Name
of applicant : — Name of
scheme: | | Diageo
plc — Diageo
plc Associated Companies Share Incentive Plan | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1
January 2020 | To: | 30 June
2020 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 249,677 | | |
| Plus: The
amount by which the block scheme(s) has been increased since the
date of the last return (if any increase has been applied
for): | | 0 | | |
| Less: Number
of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 0 | | |
| Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: | | 249,677 | | |
| Name of
contact: | | Hina
Patel, Senior Assistant Company Secretary | | |
| Telephone
number of contact: | | +44
(0)20 8978 6000 | | |

| Name
of applicant : — Name of
scheme: | | Diageo
plc — Diageo
2014 Long Term Incentive Plan | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1
January 2020 | To: | 30 June
2020 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 47,368 | | |
| Plus: The
amount by which the block scheme(s) has been increased since the
date of the last return (if any increase has been applied
for): | | 0 | | |
| Less: Number
of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 980 | | |
| Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: | | 46,388 | | |
| Name of
contact: | | Hina
Patel, Senior Assistant Company Secretary | | |
| Telephone
number of contact: | | +44
(0)20 8978 6000 | | |

Diageo PLC – Director/PDMR Shareholding

Dated 10 July 2020

Diageo plc

LEI: 213800ZVIELEA55JMJ32

Director/PDMR Shareholding

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Javier
Ferrán | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Chairman | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Share
purchase under arrangement with the Company | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £27.01 | 306 |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2020-07-10 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

Diageo PLC – Director/PDMR Shareholding

Dated 10 July 2020

Diageo plc

LEI: 213800ZVIELEA55JMJ32

Director/PDMR Shareholding

On 10 July 2020, the following transactions took place in relation to the Diageo 2001 Share Incentive Plan:

1. purchase of partnership shares using deductions from salary; and

2. award of one matching share for every two partnership shares purchased.

The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.

James Edmunds

Deputy Company Secretary

10 July 2020

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Kathryn
Mikells | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Chief
Financial Officer | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Purchase
of partnership shares and award of matching shares under the Diageo
2001 Share Incentive Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £27.018 | 6
partnership shares |
| | | Nil | 3
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2020-07-10 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Ewan
Andrew | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Member
of the Executive Committee | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Purchase
of partnership shares and award of matching shares under the Diageo
2001 Share Incentive Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £27.018 | 5
partnership shares |
| | | Nil | 2
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2020-07-10 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Daniel
Mobley | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Member
of the Executive Committee | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Purchase
of partnership shares and award of matching shares under the Diageo
2001 Share Incentive Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £27.018 | 5
partnership shares |
| | | Nil | 3
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2020-07-10 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Siobhán
Moriarty | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Member
of the Executive Committee | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Purchase
of partnership shares and award of matching shares under the Diageo
2001 Share Incentive Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £27.018 | 4
partnership shares |
| | | Nil | 2
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2020-07-10 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Mairéad
Nayager | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Member
of the Executive Committee | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Purchase
of partnership shares and award of matching shares under the Diageo
2001 Share Incentive Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £27.018 | 6
partnership shares |
| | | Nil | 3
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2020-07-10 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Dayalan
Nayager | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Person
closely associated with Mairéad Nayager | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Purchase
of partnership shares and award of matching shares under the Diageo
2001 Share Incentive Plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £27.018 | 5
partnership shares |
| | | Nil | 2
matching shares |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2020-07-10 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

Diageo PLC – Director/PDMR Shareholding

Dated 14 July 2020

Diageo plc

LEI: 213800ZVIELEA55JMJ32

Director/PDMR Shareholding

On 7 October 2019 and 15 April 2020, Ho KwonPing, purchased Ordinary Shares by way of participation in a dividend reinvestment plan.

The notifications below, which have been made in accordance with the requirement of the EU Market Abuse Regulation, provides further details.

James Edmunds

Deputy Company Secretary

14 July 2020

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Ho
KwonPing | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Non-Executive
Director | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Ordinary
Shares purchased in respect of the final dividend paid on 3 October
2019 under a dividend reinvestment plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £33.02 | 58 |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2019-10-07 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

| 1. — a) | Details of the person discharging managerial
responsibilities/person closely associated — Name | Ho
KwonPing | |
| --- | --- | --- | --- |
| 2. | Reason for the notification | | |
| a) | Position
/ status | Non-Executive
Director | |
| b) | Initial
notification / amendment | Initial
notification | |
| 3. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Diageo
plc | |
| b) | LEI | 213800ZVIELEA55JMJ32 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument Identification
code | Ordinary
shares of 28 101/108 pence GB0002374006 | |
| b) | Nature
of the transaction | Ordinary
Shares purchased in respect of the interim dividend paid on 9 April
2020 under a dividend reinvestment plan | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £26.11 | 48 |
| d) | Aggregated
information -
Aggregated volume- Price | N/A | |
| e) | Date of
transaction | 2020-04-15 | |
| f) | Place
of transaction | London
Stock Exchange (XLON) | |

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)
Date: 03 August 2020
By:___/s/
James Edmunds
James Edmunds
Deputy Company Secretary

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