DFZQ — Regulatory Filings 2020

Jun 15, 2020

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

(A joint stock company incorporated in the People’s Republic of China with limited liability under the Chinese corporate name “ 東方證券股份有限公司 ” and carrying on business in Hong Kong as “ 東方證券 ” (in Chinese) and “DFZQ” (in English))

(Stock Code: 03958)

ANNOUNCEMENT ON THE PARTICIPATION IN

2020 GROUP RECEPTION DAY FOR LISTED COMPANIES IN SHANGHAI

This announcement is made pursuant to Rule 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited.

In order to further improve investors’ comprehensive understanding of the Company’s status, development strategies, operational conditions, financing plan, sustainable development and other information in respect of investors’ concerns, 東方證券股份有限公司 (the “ Company ”) will participate in the “2020 Group Reception Day for Listed Companies in Shanghai” in the afternoon of Friday, June 19, 2020. Details of the relevant matters are hereby announced as below:

The online group reception day will be held via online communication, and investors can participate in the communication by logging onto the special webpage of “Panorama • Roadshow” ( 全景 • 路演天下 ) on http://rs.p5w.net. Relevant videos about investor protection will be accessible online from 13:30-15:00; investor Q&A channel will open at 15:00, while online interaction will be available from 15:00-16:30.

Mr. Wang Rufu, the secretary to the board of directors, and other relevant staff from the office of the board of directors of the Company will attend the annual online group reception day. Investors are welcome to actively participate in this event.

By order of the Board PAN Xinjun Chairman

Shanghai, PRC June 15, 2020

As at the date of this announcement, the Board of Directors comprises Mr. PAN Xinjun and Mr. JIN Wenzhong as executive Directors; Mr. LIU Wei, Mr. WU Junhao, Mr. ZHOU Donghui, Mr. LI Xiang, Ms. XIA Jinghan, Mr. XU Jianguo and Mr. CHEN Xiaobo as non-executive Directors; and Mr. XU Guoxiang, Mr. TAO Xiuming, Mr. WEI Anning, Mr. XU Zhiming and Mr. JIN Qinglu as independent non-executive Directors.