DFZQ — Board/Management Information 2020

Oct 20, 2020

(A joint stock company incorporated in the People’s Republic of China with limited liability under the Chinese corporate name “ 東方證券股份有限公司 ” and carrying on business in Hong Kong as “ 東方證券 ” (in Chinese) and “DFZQ” (in English))

(Stock Code: 03958)

LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS

The members of the board of directors (the “ Board ”) of 東方證券股份有限公司 (the “ Company ”) are set out below:

Executive Director

Mr. JIN Wenzhong (Acting as Chairman, President)

Non-executive Directors

Mr. LIU Wei Mr. WU Junhao Mr. ZHOU Donghui Mr. LI Xiang Ms. XIA Jinghan Mr. XU Jianguo Mr. CHEN Xiaobo (employee representative director)

Independent Non-executive Directors

Mr. XU Guoxiang Mr. TAO Xiuming Mr. WEI Anning Mr. XU Zhiming Mr. JIN QingLu

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There are four Board committees. The table below provides membership information of these committees on which Board members serve.

Board Committee Director	Strategy Development Committee	Compliance and Risk Management Committee	Audit Committee	Remuneration and Nomination Committee
Mr. JIN Wenzhong	M	M
Mr. LIU Wei				M
Mr. WU Junhao	M		M
Mr. ZHOU Donghui				M
Mr. LI Xiang		M
Ms. XIA Jinghan		M
Mr. XU Jianguo			M
Mr. CHEN Xiaobo	M
Mr. XU Guoxiang			M	M
Mr. TAO Xiuming		M
Mr. WEI Anning			M	C
Mr. XU Zhiming	M
Mr. JIN QingLu			C	M

Notes:

C Chairman of the relevant Board committees M Member of the relevant Board committees

Hong Kong, October 20, 2020

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