DELCATH SYSTEMS, INC. — Director's Dealing 2013

Nov 19, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DELCATH SYSTEMS, INC. (DCTH)
CIK: 0000872912
Period of Report: 2013-11-14

Reporting Person: Keck Barbra (Vice President, Controller)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-11-14	Stock Option (right to buy)	$.30	A	99476	Acquired	2023-11-14	Common Stock (99476)	Direct

Footnotes

F1: This stock option award was made in connection with an employee retention program adopted by the Board of Directors on November 14, 2013. The option vests in full on March 31, 2015 if the awardee is still employed by Delcath Systems, Inc. on that date, and is subject to forfeiture in the event of certain circumstances and acceleration upon certain events.