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DELCATH SYSTEMS, INC. — Director's Dealing 2011
May 31, 2011
33086_dirs_2011-05-31_228bde65-f638-41b4-9bc2-334ad5d56a72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DELCATH SYSTEMS INC (DCTH)
CIK: 0000872912
Period of Report: 2011-05-26
Reporting Person: LADD ROBERT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-26 | Common Stock | A | 8347 | — | Acquired | 36854 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 731294 | Indirect |
Footnotes
F1: The restricted stock vests on May 26, 2012, subject to forfeiture in the event of certain circumstances and acceleration upon certain events.
F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest in the securities, if any, and this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. The Reporting person serves as the managing member of Laddcap Value Advisors LLC, which is the investment advisor of Laddcap Value Partners L.P. ("Laddcap"). The Reporting Person is also the managing member of Laddcap Value Associates LLC which is the general partner of Laddcap.