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DEERE & CO Director's Dealing 2020

Nov 30, 2020

29837_dirs_2020-11-30_80820040-c939-4920-8e7a-011e35807448.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2020-11-25

Reporting Person: Jones Mary K.W. (Sr VP, General Counsel & PA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-25 $1 Par Common Stock M 27800 $88.185 Acquired 87054.7781 Direct
2020-11-25 $1 Par Common Stock S 27800 $257.4301 Disposed 59254.7781 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-25 Market Priced Options $88.185 M 27800 Disposed 2024-12-10 Common Stock (27800) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on August 31, 2020.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.180 to $264.660, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes 22,549 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5: The options became exercisable in three approximately equal installments on December 10, 2015, 2016, and 2017.