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DEERE & CO — Director's Dealing 2020
Dec 2, 2020
29837_dirs_2020-12-02_53f59e3f-aa0d-45c5-b2e9-2a03a57c12d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2020-12-01
Reporting Person: CAMPBELL RYAN D (Sr VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | $1 Par Common Stock | M | 2625 | $88.185 | Acquired | 9440 | Direct |
| 2020-12-01 | $1 Par Common Stock | S | 2625 | $263.22 | Disposed | 6815 | Direct |
| 2020-12-01 | $1 Par Common Stock | M | 6116 | $79.24 | Acquired | 12931 | Direct |
| 2020-12-01 | $1 Par Common Stock | S | 6116 | $263.22 | Disposed | 6815 | Direct |
| 2020-12-01 | $1 Par Common Stock | M | 5672 | $100.55 | Acquired | 12487 | Direct |
| 2020-12-01 | $1 Par Common Stock | S | 5672 | $263.22 | Disposed | 6815 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Market Priced Options | $88.185 | M | 2625 | Disposed | 2024-12-10 | Common Stock (2625) | Direct |
| 2020-12-01 | Market Priced Options | $79.24 | M | 6116 | Disposed | 2025-12-09 | Common Stock (6116) | Direct |
| 2020-12-01 | Market Priced Options | $100.55 | M | 5672 | Disposed | 2026-12-14 | Common Stock (5672) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.
F2: Includes 4,154 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable in three approximately equal tranches on December 10, 2015, 2016, and 2017.
F5: The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.
F6: The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.