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DEERE & CO Director's Dealing 2020

Dec 2, 2020

29837_dirs_2020-12-02_53f59e3f-aa0d-45c5-b2e9-2a03a57c12d3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2020-12-01

Reporting Person: CAMPBELL RYAN D (Sr VP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-01 $1 Par Common Stock M 2625 $88.185 Acquired 9440 Direct
2020-12-01 $1 Par Common Stock S 2625 $263.22 Disposed 6815 Direct
2020-12-01 $1 Par Common Stock M 6116 $79.24 Acquired 12931 Direct
2020-12-01 $1 Par Common Stock S 6116 $263.22 Disposed 6815 Direct
2020-12-01 $1 Par Common Stock M 5672 $100.55 Acquired 12487 Direct
2020-12-01 $1 Par Common Stock S 5672 $263.22 Disposed 6815 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-01 Market Priced Options $88.185 M 2625 Disposed 2024-12-10 Common Stock (2625) Direct
2020-12-01 Market Priced Options $79.24 M 6116 Disposed 2025-12-09 Common Stock (6116) Direct
2020-12-01 Market Priced Options $100.55 M 5672 Disposed 2026-12-14 Common Stock (5672) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 31, 2020.

F2: Includes 4,154 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4: The options became exercisable in three approximately equal tranches on December 10, 2015, 2016, and 2017.

F5: The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018.

F6: The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019.