DEERE & CO — Director's Dealing 2020

Dec 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2020-12-02

Reporting Person: Kalathur Rajesh (President, JD Financial & CIO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-02	$1 Par Common Stock	M	24083	$86.36	Acquired	75454	Direct
2020-12-02	$1 Par Common Stock	S	1456	$255.047	Disposed	73998	Direct
2020-12-02	$1 Par Common Stock	S	2500	$255.999	Disposed	71498	Direct
2020-12-02	$1 Par Common Stock	S	2699	$256.946	Disposed	68799	Direct
2020-12-02	$1 Par Common Stock	S	1500	$258.14	Disposed	67299	Direct
2020-12-02	$1 Par Common Stock	S	3145	$259.091	Disposed	64154	Direct
2020-12-02	$1 Par Common Stock	S	700	$259.94	Disposed	63454	Direct
2020-12-02	$1 Par Common Stock	S	1500	$255.12	Disposed	61954	Direct
2020-12-02	$1 Par Common Stock	S	2498	$256.05	Disposed	59456	Direct
2020-12-02	$1 Par Common Stock	S	2800	$256.978	Disposed	56656	Direct
2020-12-02	$1 Par Common Stock	S	2100	$258.369	Disposed	54556	Direct
2020-12-02	$1 Par Common Stock	S	2785	$259.247	Disposed	51771	Direct
2020-12-02	$1 Par Common Stock	S	400	$260.089	Disposed	51371	Direct
2020-12-02	$1 Par Common Stock	M	20086	$87.46	Acquired	71457	Direct
2020-12-02	$1 Par Common Stock	S	2500	$255.163	Disposed	68957	Direct
2020-12-02	$1 Par Common Stock	S	4131	$256.196	Disposed	64826	Direct
2020-12-02	$1 Par Common Stock	S	4560	$256.97	Disposed	60266	Direct
2020-12-02	$1 Par Common Stock	S	2600	$258.162	Disposed	57666	Direct
2020-12-02	$1 Par Common Stock	S	5195	$259.082	Disposed	52471	Direct
2020-12-02	$1 Par Common Stock	S	1100	$259.974	Disposed	51371	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-02	Market Priced Options	$86.36	M	24083	Disposed	2022-12-12	Common Stock (24083)	Direct
2020-12-02	Market Priced Options	$87.46	M	20086	Disposed	2023-12-11	Common Stock (20086)	Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to Rules 10(b)5-1 stock option exercise plan adopted on September 11, 2020.

F2: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.51 to $255.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 19.

F3: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.53 to $256.52, inclusive.

F4: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.55 to $257.47, inclusive.

F5: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.56 to $258.42, inclusive.

F6: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.60 to $259.56, inclusive.

F7: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.67 to $260.28, inclusive.

F8: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.51 to $255.42, inclusive.

F9: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.53 to $256.47, inclusive.

F10: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.54 to $257.49, inclusive.

F11: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.82 to $258.80, inclusive.

F12: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.90 to $259.90, inclusive.

F13: The sale prices reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.99 to $260.28, inclusive.

F14: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.54 to $255.53, inclusive.

F15: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.57 to $256.56, inclusive.

F16: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.57 to $257.55, inclusive.

F17: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.60 to $258.52, inclusive.

F18: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.60 to $259.58, inclusive.

F19: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.67 to $260.28, inclusive.

F20: Includes 8,889 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

F21: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F22: The options became exercisable in three approximately equal tranches on December 12, 2013, 2014, and 2015.

F23: The options became exercisable in three approximately equal tranches on December 11, 2014, 2015, and 2016.