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DEERE & CO — Director's Dealing 2020
Dec 4, 2020
29837_dirs_2020-12-04_ea20715a-74b2-4ed6-8b88-66eeb298ebf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2020-12-03
Reporting Person: Howze Marc A (Group Pres., Life Sol & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-03 | $1 Par Common Stock | M | 8343 | $86.36 | Acquired | 22787 | Direct |
| 2020-12-03 | $1 Par Common Stock | S | 8343 | $258.49 | Disposed | 14444 | Direct |
| 2020-12-03 | $1 Par Common Stock | M | 12124 | $87.46 | Acquired | 26568 | Direct |
| 2020-12-03 | $1 Par Common Stock | S | 12124 | $258.49 | Disposed | 14444 | Direct |
| 2020-12-03 | $1 Par Common Stock | F | 109 | $261.95 | Disposed | 14335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-03 | Market Priced Options | $86.36 | M | 8343 | Disposed | 2022-12-12 | Common Stock (8343) | Direct |
| 2020-12-03 | Market Priced Options | $87.46 | M | 12124 | Disposed | 2023-12-11 | Common Stock (12124) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10b5-1 stock option plan adopted on September 8, 2020.
F2: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.
F3: Includes 8,545 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015.
F6: The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016.