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DEERE & CO Director's Dealing 2020

Dec 4, 2020

29837_dirs_2020-12-04_ea20715a-74b2-4ed6-8b88-66eeb298ebf9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2020-12-03

Reporting Person: Howze Marc A (Group Pres., Life Sol & CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-03 $1 Par Common Stock M 8343 $86.36 Acquired 22787 Direct
2020-12-03 $1 Par Common Stock S 8343 $258.49 Disposed 14444 Direct
2020-12-03 $1 Par Common Stock M 12124 $87.46 Acquired 26568 Direct
2020-12-03 $1 Par Common Stock S 12124 $258.49 Disposed 14444 Direct
2020-12-03 $1 Par Common Stock F 109 $261.95 Disposed 14335 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-03 Market Priced Options $86.36 M 8343 Disposed 2022-12-12 Common Stock (8343) Direct
2020-12-03 Market Priced Options $87.46 M 12124 Disposed 2023-12-11 Common Stock (12124) Direct

Footnotes

F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10b5-1 stock option plan adopted on September 8, 2020.

F2: Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.

F3: Includes 8,545 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5: The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015.

F6: The options became exercisable in three approximately equal installments on December 11, 2014, 2015, and 2016.