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DEERE & CO — Director's Dealing 2016
Nov 28, 2016
29837_dirs_2016-11-28_6b873b0a-0e52-40a4-9218-7ae3b8367aa0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2016-11-23
Reporting Person: Guinn Max A (President, WW C&F, Lbr Rltns)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-23 | $1 Par Common Stock | M | 10312 | $88.82 | Acquired | 55427 | Direct |
| 2016-11-23 | $1 Par Common Stock | S | 10312 | $99 | Disposed | 45115 | Direct |
| 2016-11-25 | $! Par Common Stock | M | 26090 | $52.25 | Acquired | 71205 | Direct |
| 2016-11-25 | $1 Par Common Stock | S | 26090 | $104.5 | Disposed | 45115 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-23 | Market Priced Options | $88.82 | M | 10312 | Disposed | 2017-12-05 | Common Stock (10312) | Direct |
| 2016-11-25 | Market Priced Options | $52.25 | M | 26090 | Disposed | 2019-12-09 | Common Stock (26090) | Direct |
Footnotes
F1: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 27, 2016.
F2: Includes 29,865 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010.
F5: The options became exercisable in three approximately equal installments on December 9, 2010, 2011 and 2012.