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DEERE & CO — Director's Dealing 2016
Dec 15, 2016
29837_dirs_2016-12-15_aee5f21b-4dd5-49bd-b1b5-8b494ec43700.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2016-12-14
Reporting Person: Guinn Max A (President, WW C&F, Lbr Rltns)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-14 | $1 Par Common Stock | A | 4072 | — | Acquired | 48276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-14 | Market Priced Options | $100.55 | A | 23463 | Acquired | 2026-12-14 | Common Stock (23463) | Direct |
Footnotes
F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Includes 29,391 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019.