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DEERE & CO — Director's Dealing 2016
Dec 15, 2016
29837_dirs_2016-12-15_8cb6a8c9-ce6e-4db8-bfe6-9da560263cf2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2016-12-14
Reporting Person: Howze Marc A (Sr VP & Chief Admin Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-14 | $1 Par Common Stock | A | 1074 | — | Acquired | 2380 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-14 | Market Priced Options | $100.55 | A | 6188 | Acquired | 2026-12-14 | Common Stock (6188) | Direct |
Footnotes
F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Includes 2,380 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 14, 2017, 2018, and 2019.