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DEERE & CO — Director's Dealing 2015
Dec 10, 2015
29837_dirs_2015-12-10_2765c03d-ab8d-4456-b594-3aa47c7ddb2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEERE & CO (DE)
CIK: 0000315189
Period of Report: 2015-12-08
Reporting Person: ALLEN SAMUEL R (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-08 | $1 Par Common Stock | F | 11502 | $79.25 | Disposed | 254878.5172 | Direct |
| 2015-12-09 | $1 Par Common Stock | A | 26375 | — | Acquired | 281253.5172 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-09 | Market Priced Options | $79.24 | A | 173360 | Acquired | 2015-12-09 | Common Stock (173360) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| $1 Par Common Stock | 47203 | Indirect |
Footnotes
F1: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.
F2: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F3: Includes 200,453 restricted stock units under the John Deere Omnibus and Incentive Plan to be settled solely in shares.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options become exercisable in three approximately equal installment on December 9, 2016, December 9, 2017, and December 9, 2018.