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Datavault AI Inc. — Director's Dealing 2019
Feb 15, 2019
33710_dirs_2019-02-15_8f00f72d-827c-44ae-97c2-2ab1fdf86362.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Summit Wireless Technologies, Inc. (WISA)
CIK: 0001682149
Period of Report: 2018-12-31
Reporting Person: Gazdak Jonathan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-26 | Common Stock | M | 376 | $3.75 | Acquired | 49018 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-26 | Warrant (Right to Buy) | $6.25 | A | 27000 | Acquired | 2023-07-25 | Common Stock (27000) | Direct |
Footnotes
F1: Includes (i) 16,650 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019 and (ii) an additional 376 shares of common stock that were not reported in a Form 4 filing due to an inadvertent administrative error.
F2: The reporting person received a warrant to purchase 27,000 shares of common stock, par value $0.0001 per share (the "Common Stock"), of the issuer in partial consideration for underwriting services provided in connection with the issuer's initial public offering of Common Stock.