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Datavault AI Inc. — Director's Dealing 2019
Oct 10, 2019
33710_dirs_2019-10-09_56fd4a96-f331-4a5e-bfb7-275264e41c4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Summit Wireless Technologies, Inc. (WISA)
CIK: 0001682149
Period of Report: 2019-10-07
Reporting Person: WILLIAMS GARY (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-07 | Common Stock | M | 3578 | $0.80 | Acquired | 100095 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-07 | Warrants (right to buy) | $5.40 | H | 7156 | Disposed | 2022-11-30 | Common Stock (7156) | Direct |
| 2019-10-07 | Warrants (right to buy) | $0.80 | P | 3578 | Acquired | 2022-11-30 | Common Stock (3578) | Direct |
| 2019-10-07 | Warrants (right to buy) | $0.79 | P | 3578 | Acquired | 2022-11-30 | Common Stock (3578) | Direct |
| 2019-10-07 | Warrants (right to buy) | $0.80 | M | 3578 | Disposed | 2022-11-30 | Common Stock (3578) | Direct |
Footnotes
F1: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.
F2: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.
F3: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.