Datavault AI Inc. — Director's Dealing 2019

Oct 10, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Summit Wireless Technologies, Inc. (WISA)
CIK: 0001682149
Period of Report: 2019-10-07

Reporting Person: Walsh Lisa J (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-10-07	Common Stock	X	519827	$0.80	Acquired	4602346	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-10-07	Warrants (right to buy)	$5.40	H	65360	Disposed	2021-11-18	Common Stock (65360)	Direct
2019-10-07	Warrants (right to buy)	$0.80	P	32680	Acquired	2021-11-18	Common Stock (32680)	Direct
2019-10-07	Warrants (right to buy)	$0.79	P	32680	Acquired	2021-11-18	Common Stock (32680)	Direct
2019-10-07	Warrants (right to buy)	$0.80	X	32680	Disposed	2021-11-18	Common Stock (32680)	Direct
2019-10-07	Warrants (right to buy)	$5.40	H	47059	Disposed	2022-07-14	Common Stock (47059)	Direct
2019-10-07	Warrants (right to buy)	$0.80	P	23530	Acquired	2022-07-14	Common Stock (23530)	Direct
2019-10-07	Warrants (right to buy)	$0.79	P	23529	Acquired	2022-07-14	Common Stock (23529)	Direct
2019-10-07	Warrants (right to buy)	$0.80	X	23530	Disposed	2022-07-14	Common Stock (23530)	Direct
2019-10-07	Warrants (right to buy)	$3.60	H	722222	Disposed	2022-11-30	Common Stock (722222)	Direct
2019-10-07	Warrants (right to buy)	$0.80	P	361111	Acquired	2022-11-30	Common Stock (361111)	Direct
2019-10-07	Warrants (right to buy)	$0.79	P	361111	Acquired	2022-11-30	Common Stock (361111)	Direct
2019-10-07	Warrants (right to buy)	$0.80	X	361111	Disposed	2022-11-30	Common Stock (361111)	Direct
2019-10-07	Warrants (right to buy)	$5.40	H	112419	Disposed	2023-02-28	Common Stock (112419)	Direct
2019-10-07	Warrants (right to buy)	$0.80	P	56209	Acquired	2023-02-28	Common Stock (56209)	Direct
2019-10-07	Warrants (right to buy)	$0.79	P	56210	Acquired	2023-02-28	Common Stock (56210)	Direct
2019-10-07	Warrants (right to buy)	$0.80	X	56209	Disposed	2023-02-28	Common Stock (56209)	Direct
2019-10-07	Warrants (right to buy)	$3.00	H	4908	Disposed	2023-05-10	Common Stock (4908)	Direct
2019-10-07	Warrants (right to buy)	$0.80	P	2454	Acquired	2023-05-10	Common Stock (2454)	Direct
2019-10-07	Warrants (right to buy)	$0.79	P	2454	Acquired	2023-05-10	Common Stock (2454)	Direct
2019-10-07	Warrants (right to buy)	$0.80	X	2454	Disposed	2023-05-10	Common Stock (2454)	Direct
2019-10-07	Warrants (right to buy)	$3.00	H	18242	Disposed	2023-05-14	Common Stock (18242)	Direct
2019-10-07	Warrants (right to buy)	$0.80	P	9121	Acquired	2023-05-14	Common Stock (9121)	Direct
2019-10-07	Warrants (right to buy)	$0.79	P	9121	Acquired	2023-05-14	Common Stock (9121)	Direct
2019-10-07	Warrants (right to buy)	$0.80	X	9121	Disposed	2023-05-14	Common Stock (9121)	Direct
2019-10-07	Warrants (right to buy)	$3.00	H	69444	Disposed	2023-07-20	Common Stock (69444)	Direct
2019-10-07	Warrants (right to buy)	$0.80	P	34722	Acquired	2023-07-20	Common Stock (34722)	Direct
2019-10-07	Warrants (right to buy)	$0.79	P	34722	Acquired	2023-07-20	Common Stock (34722)	Direct
2019-10-07	Warrants (right to buy)	$0.80	X	34722	Disposed	2023-07-20	Common Stock (34722)	Direct

Footnotes

F1: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.

F2: Includes an additional 1 share of common stock of the issuer that was omitted in the reporting person's Form 3 that was filed on July 31, 2018 due to an inadvertent administrative error.

F3: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

F4: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

F5: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.60 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

F6: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.60 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

F7: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

F8: Such transactions reported in Table II above reflect an amendment of an outstanding Warrant to reduce the exercise price of the Warrant from $3.00 per share to $0.79 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.