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Datavault AI Inc. Director's Dealing 2019

Oct 10, 2019

33710_dirs_2019-10-09_808b50ac-ff23-417a-81c6-2d92c577c3be.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Summit Wireless Technologies, Inc. (WISA)
CIK: 0001682149
Period of Report: 2019-10-07

Reporting Person: Gazdak Jonathan (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-07 Common Stock M 3138 $0.80 Acquired 52156 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-07 Warrants (right to buy) $5.40 H 1569 Disposed 2022-02-26 Common Stock (1569) Direct
2019-10-07 Warrants (right to buy) $0.80 P 1569 Acquired 2022-02-26 Common Stock (1569) Direct
2019-10-07 Warrants (right to buy) $0.80 M 1569 Disposed 2022-02-26 Common Stock (1569) Direct
2019-10-07 Warrants (right to buy) $5.40 H 1569 Disposed 2023-02-28 Common Stock (1569) Direct
2019-10-07 Warrants (right to buy) $0.80 P 1569 Acquired 2023-02-28 Common Stock (1569) Direct
2019-10-07 Warrants (right to buy) $0.80 M 1569 Disposed 2023-02-28 Common Stock (1569) Direct

Footnotes

F1: Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.

F2: Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.