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Datavault AI Inc. — Director's Dealing 2018
Jul 28, 2018
33710_dirs_2018-07-27_511bf790-4d3a-41d1-b6f3-ec299193dee5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Summit Semiconductor Inc. (WISA)
CIK: 0001682149
Period of Report: 2018-07-27
Reporting Person: WILLIAMS GARY (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 174986 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $4.50 | 2021-03-31 | Common Stock (2056) | Direct | |
| Warrant (Right to Buy) | $4.50 | 2021-06-30 | Common Stock (2056) | Direct | |
| Warrant (Right to Buy) | $5.40 | 2022-11-30 | Common Stock (7156) | Direct |
Footnotes
F1: Includes 58,445 shares of restricted common stock which will be released on September 1, 2018 and 116,541 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019.
F2: Represents warrants that are exercisable beginning on the date of the issuer's initial public offering.
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