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Datavault AI Inc. — Director's Dealing 2018
Jul 30, 2018
33710_dirs_2018-07-30_a0d8d896-3da7-41f5-9d90-7abc11cac471.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Summit Semiconductor Inc. (WISA)
CIK: 0001682149
Period of Report: 2018-07-27
Reporting Person: MOYER BRETT (Director, See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 496583 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $5.40 | 2019-02-04 | Common Stock (5556) | Direct | |
| Warrant (Right to Buy) | $4.50 | 2019-02-09 | Common Stock (22223) | Direct | |
| Warrant (Right to Buy) | $4.50 | 2021-03-31 | Common Stock (3102) | Direct | |
| Warrant (Right to Buy) | $5.40 | 2019-04-11 | Common Stock (4745) | Direct | |
| Warrant (Right to Buy) | $5.40 | 2019-06-09 | Common Stock (4778) | Direct | |
| Warrant (Right to Buy) | $4.50 | 2021-06-30 | Common Stock (3102) | Direct | |
| Warrant (Right to Buy) | $5.40 | 2021-12-23 | Common Stock (9058) | Direct | |
| Warrant (Right to Buy) | $5.40 | 2023-02-28 | Common Stock (9058) | Direct | |
| Warrant (Right to Buy) | $3.00 | 2023-04-23 | Common Stock (4630) | Direct | |
| Warrant (Right to Buy) | $3.00 | 2023-06-28 | Common Stock (13889) | Direct |
Footnotes
F1: Includes 90,188 shares of restricted common stock which will be released on September 1, 2018 and 179,836 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019.
F2: Represents warrants that are exercisable beginning on the date of the issuer's initial public offering.
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