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Datavault AI Inc. — Director's Dealing 2018
Jul 30, 2018
33710_dirs_2018-07-30_28492d69-9e04-47e7-bb11-cfb8aee52e7c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Summit Semiconductor Inc. (WISA)
CIK: 0001682149
Period of Report: 2018-07-27
Reporting Person: Fazio Michael A (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7292 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $3.00 | 2022-05-17 | Common Stock (2614381) | Indirect | |
| Warrant (Right to Buy) | $3.00 | 2023-07-25 | Common Stock (487863) | Indirect |
Footnotes
F1: Includes 2,436 shares of restricted common stock that will be released on September 1, 2018 and 4,856 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019.
F2: The reporting person serves as the chairman of MARCorp Financial LLC, of which MARCorp Signal, LLC is a wholly-owned subsidiary.
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