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DANAHER CORP /DE/ — Director's Dealing 2021
Jun 24, 2021
29832_dirs_2021-06-24_edb693ac-7b79-4eda-a29c-217ec6d66e38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Codex DNA, Inc. (DNAY)
CIK: 0001850079
Period of Report: 2021-06-22
Reporting Person: DANAHER CORP /DE/ (10% Owner)
Reporting Person: Danaher Innovation Center LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-22 | Common Stock | C | 2294157 | $0.00 | Acquired | 2294157 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-22 | Series A Preferred Stock | $ | C | 1751999 | Disposed | Common Stock (1751999) | Indirect | |
| 2021-06-22 | Series A-1 Preferred Stock | $ | C | 542158 | Disposed | Common Stock (542158) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock and Series A-1 Preferred Stock (collectively, the "Preferred Stock"), par value $0.0001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), immediately prior to the closing of the Issuer's initial public offering of its Common Stock. The right to convert the Preferred Stock into Common Stock had no expiration date.
F2: Held by Danaher Innovation Center LLC. Danaher Innovation Center LLC is an indirect, wholly owned subsidiary of Danaher Corporation. The address of Danaher Innovation Center LLC is 2200 Pennsylvania Avenue, N.W., Suite 800W, Washington, DC 20037.