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Cytosorbents Corp — Director's Dealing 2015
Nov 2, 2015
34501_dirs_2015-11-02_da0def9d-1ed3-44ab-b637-d4cc27c5c3eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cytosorbents Corp (CTSO)
CIK: 0001175151
Period of Report: 2015-10-29
Reporting Person: Capponi Vincent (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-29 | Common Stock | M | 4000 | $.875 | Acquired | 20724 | Direct |
| 2015-10-29 | Common Stock | S | 4000 | $7.50 | Disposed | 16724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-29 | Stock Option | $0.875 | M | 4000 | Disposed | 2018-06-25 | Common Stock (4000) | Direct |
Footnotes
F1: Stock option exercise and open market sale conducted pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: This option vested and became exercisable as to 25% of the shares on each of June 25, 2008, June 25, 2009, June 25, 2010 and June 25, 2011.
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