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CXApp Inc. — Director's Dealing 2023
Sep 11, 2023
35018_dirs_2023-09-11_f5bb2df8-b4d1-4294-9c28-b3da649dbfbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CXApp Inc. (CXAI)
CIK: 0001820875
Period of Report: 2023-09-07
Reporting Person: Sheikh Khurram P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-07 | Class A Common Stock | S | 11810 | $3.5129 | Disposed | 2459838 | Direct |
| 2023-09-08 | Class A Common Stock | S | 38190 | $3.3860 | Disposed | 2421648 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 453530 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.54, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: Reflects securities previously reported as indirectly beneficially through KINS Capital Sponsor LLC (formerly known as KINS Capital LLC) ("Sponsor"). These securities were distributed to Mr. Sheikh and JKSFS Crut in connection with a pro rata distribution by the Sponsor to its members exempt under Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.45, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth above.
F4: Reflects securities held directly by JKSFS Crut, for which Mr. Sheikh is the trustee. Mr. Sheikh disclaims beneficial ownership of any such securities except to the extent of his pecuniary interest therein.