CVS HEALTH Corp — Director's Dealing 2021

Jan 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2021-01-08

Reporting Person: Lotvin Alan (EVP and President-CVS Caremark)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-08	Common Stock	M	10100	$54.19	Acquired	18468.6799	Direct
2021-01-08	Common Stock	M	15736	$74.29	Acquired	34204.6799	Direct
2021-01-08	Common Stock	S	25836	$75.00	Disposed	8368.6799	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-08	Stock Option	$54.19	M	10100	Disposed	2029-04-01	Common Stock (10100)	Direct
2021-01-08	Stock Option	$74.29	M	15736	Disposed	2021-04-01	Common Stock (15736)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	456.848	Indirect
Common Stock (restricted)	10346	Direct
Stock Unit	28643.2685	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock Credits	$1.00		Common Stock (556.6312)	556.6312	Direct
Stock Option	$102.26	2022-04-01	Common Stock (21386)	21386	Direct
Stock Option	$104.82	2023-04-01	Common Stock (27395)	27395	Direct
Stock Option	$78.05	2024-04-03	Common Stock (32911)	32911	Direct
Stock Option	$62.21	2025-04-01	Common Stock (22541)	22541	Direct
Stock Option	$58.34	2030-04-01	Common Stock (140797)	140797	Direct

Footnotes

F1: All sales were effected pursuant to a Rule 10b5-1 Trading Plan.

F2: Option became exercisable in four equal annual installments, commencing 4/1/2020.

F3: Remaining options became exercisable in four equal annual installments beginning on 4/1/2015.

F4: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

F5: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

F6: Option became exercisable in four equal annual installments beginning on 4/1/2016.

F7: Option became exercisable in four equal annual installments beginning on 4/1/2017.

F8: Option became exercisable in four equal annual installments beginning on 4/3/2018.

F9: Option became exercisable in four equal annual installments, commencing 4/1/2019.

F10: Option becomes exercisable in four equal annual installments, commencing 4/1/2021.