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CVS HEALTH Corp — Director's Dealing 2018
Apr 3, 2018
29875_dirs_2018-04-03_5ac94d5b-583e-4a45-b018-c5003dff1cf6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2018-04-01
Reporting Person: Roberts Jonathan C (EVP & Chief Operating Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-01 | Stock Option | $62.21 | A | 248131 | Acquired | 2025-04-01 | Common Stock (248131) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33762.5252 | Direct |
| Common Stock (restricted) | 57867 | Direct |
| ESOP Common Stock | 5465.4744 | Indirect |
| Stock Unit | 175824.2079 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (1420.5152) | 1420.5152 | Direct | |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (77639) | 77639 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (68844) | 68844 | Direct |
| Stock Option | $74.29 | 2021-04-01 | Common Stock (73433) | 73433 | Direct |
| Stock Option | $45.93 | 2022-09-04 | Common Stock (108870) | 108870 | Direct |
| Stock Option | $102.26 | 2022-04-01 | Common Stock (68482) | 68482 | Direct |
| Stock Option | $104.82 | 2023-04-01 | Common Stock (161318) | 161318 | Direct |
| Stock Option | $78.05 | 2024-04-03 | Common Stock (200358) | 200358 | Direct |
Footnotes
F1: Option becomes exercisable in four equal annual installments, commencing 4/1/2019.
F2: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F3: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F4: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F5: Option became exercisable in four equal annual installments, commencing 4/1/2015.
F6: Option became exercisable in three equal annual installments, commencing 9/4/2015.
F7: Option became exercisable in four equal annual installments, commencing 4/1/2016.
F8: Option became exercisable in four equal annual installments, commencing 4/1/2017.
F9: Option became exercisable in four equal annual installments, commencing 4/3/2018.